NFG
FGB

Next Financial Group’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Next Financial Group’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-4,942
Closed -$30K – 2391
2016
Q2 		$30K Buy
+4,942
New +$30.2K 0.01% 808

Other funds holding FGB

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Next Financial Group's FGB Position: Q3 2016 in Review

Next Financial Group sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q3 2016, closing a stake of 4,942 shares — an estimated $30K sold.

Next Financial Group first reported a position in FGB in Q2 2016 and held it in 1 quarter. The position peaked at $30K in Q2 2016. 17 funds tracked by Wall St. Rank hold FGB as of Q3 2016.

  • Next Financial Group reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q3 2016 after selling out during the quarter.
  • Next Financial Group sold 4,942 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2016, an estimated $30K.
  • Next Financial Group first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2016 and held it in 1 quarter.
  • Next Financial Group's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $30K in Q2 2016.
  • 17 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2016.

Based on Next Financial Group's 13F filing for Q3 2016, filed 1 Nov 2016.