NFG
ERC

Next Financial Group’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Next Financial Group’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-17
Closed – – 1984
2016
Q4 		$0 Hold
17
– – ﹤0.01% 2412
2016
Q3 		$0 Buy
+17
New +$220 ﹤0.01% 2389
2014
Q4 		– Sell
-17
Closed – – 2007
2014
Q3 		$0 Buy
+17
New +$248 ﹤0.01% 2517

Other funds holding ERC

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
VIA
Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return
Kovitz Investment Group Partners
Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Next Financial Group's ERC Position: Q1 2017 in Review

Next Financial Group sold out of Allspring Multi-Sector Income Fund (ERC) in Q1 2017, closing a stake of 17 shares.

Next Financial Group first reported a position in ERC in Q3 2014 and held it in 3 quarters. The position peaked at $0 in Q4 2016. 63 funds tracked by Wall St. Rank hold ERC as of Q1 2017.

  • Next Financial Group reported no remaining Allspring Multi-Sector Income Fund position as of Q1 2017 after selling out during the quarter.
  • Next Financial Group sold 17 Allspring Multi-Sector Income Fund shares in Q1 2017.
  • Next Financial Group first reported a position in Allspring Multi-Sector Income Fund in Q3 2014 and held it in 3 quarters.
  • Next Financial Group's Allspring Multi-Sector Income Fund position peaked at $0 in Q4 2016.
  • 63 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2017.

Based on Next Financial Group's 13F filing for Q1 2017, filed 8 May 2017.