We are live on ! Find out more
NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$571M
AUM Growth
-$146M
Cap. Flow
-$181M
Cap. Flow %
-31.71%
Top 10 Hldgs %
27.84%
Holding
158
New
28
Increased
29
Reduced
59
Closed
39

Top Buys

Rank Stock Value
1
INFY icon
Infosys
INFY
+$10.8M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$10.3M
3
CX icon
Cemex
CX
+$6.61M
4
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$6.26M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$5.85M

Top Sells

Rank Stock Value
1
GLIN icon
VanEck India Growth Leaders ETF
GLIN
+$18.4M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.9M
3
NBIS
Nebius Group N.V.
NBIS
+$10.8M
4
LPL icon
LG Display
LPL
+$10.2M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$9.81M

Sector Composition

Rank Sector Weight
1 Materials 20.5%
2 Financials 11.48%
3 Energy 11.35%
4 Technology 10.51%
5 Communication Services 7.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INXX
151
DELISTED
Columbia India Infrastructure ETF
INXX
– –
-557,377
Closed -$6.14M
AUQ
152
DELISTED
AURICO GOLD INC COM
AUQ
– –
-307,077
Closed -$1.34M
CJES
153
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-129,991
Closed -$2.52M
CSP
154
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-395,764
Closed -$2.78M
BSP
155
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-437,027
Closed -$3.59M
MBT
156
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-158,668
Closed -$3M
AUO
157
DELISTED
AU Optronics Corp
AUO
– –
-1,950,516
Closed -$6.75M
MHY
158
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-590,323
Closed -$3.45M
3 4 5 6
7

Similar funds

HDE
Hutner Daniel Ellsworth $117M AUM
BPV
Battery Partners VII Boston, Massachusetts $108M AUM 8.59% 1-Year Est. Return
FV2GP
Flagship Ventures 2007 General Partner Cambridge, Massachusetts $107M AUM
EIGI
Elmrox Investment Group IM New York $107M AUM
EGA
Emerging Global Advisors New York $140M AUM 5.42% 1-Year Est. Return
WCM
Weyland Capital Management Portsmouth, New Hampshire $94M AUM 1.28% 1-Year Est. Return
WCM
Wesley Capital Management New York $86M AUM 10.39% 1-Year Est. Return
VP
Value Partners Hong Kong $158M AUM 21.25% 1-Year Est. Return

Newgate Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Newgate Capital Management held 158 positions worth $571M, down 20% from $717M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Newgate Capital Management withdrew a net $181M in Q3 2013, closing 39 positions and reducing 59 holdings. Its most notable exit was VanEck India Growth Leaders ETF, an estimated $18.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 20% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

Against the trend, Newgate Capital Management opened a new position in Companhia Paranaense de Energia (COPEL) worth $11.2M.

  • Newgate Capital Management's largest Q3 2013 buy was Companhia Paranaense de Energia (COPEL): 1,996,708 shares worth $11.2M.
  • Newgate Capital Management added most to Infosys in Q3 2013, an estimated $10.8M increase.
  • Newgate Capital Management's biggest Q3 2013 reduction was ICICI Bank, cutting an estimated $9.44M.
  • Newgate Capital Management fully exited VanEck India Growth Leaders ETF in Q3 2013, selling an estimated $18.4M.
  • Newgate Capital Management's ten largest holdings make up 28% of its $571M portfolio in Q3 2013.
  • Newgate Capital Management opened 28 new positions and closed 39 in Q3 2013.
  • Newgate Capital Management's portfolio value fell 20% quarter-over-quarter to $571M.

Based on Newgate Capital Management's 13F filing for Q3 2013, filed 15 Oct 2013.