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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+4.93%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$508M
AUM Growth
-$63M
Cap. Flow
-$78.4M
Cap. Flow %
-15.43%
Top 10 Hldgs %
29.32%
Holding
144
New
25
Increased
29
Reduced
49
Closed
36

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.83M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6.01M
3
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
+$5.72M
4
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.02M
5
BHI
Baker Hughes
BHI
+$3.9M

Top Sells

Rank Stock Value
1
SKM icon
SK Telecom
SKM
+$11.5M
2
AUY
Yamana Gold, Inc.
AUY
+$9.25M
3
SPIL
Siliconware Precision Industries Co Ltd
SPIL
+$9.23M
4
PPT
Franklin Premier Income Trust
PPT
+$8.33M
5
HDB icon
HDFC Bank
HDB
+$8.26M

Sector Composition

Rank Sector Weight
1 Materials 22.56%
2 Energy 12.88%
3 Financials 10.36%
4 Technology 9.69%
5 Communication Services 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
126
PPG Industries
PPG
$24.6B
– –
-22,976
Closed -$1.92M
PPT
127
Franklin Premier Income Trust
PPT
$324M
– –
-1,583,802
Closed -$8.33M
STK
128
Columbia Seligman Premium Technology Growth Fund
STK
$867M
– –
-173,085
Closed -$2.46M
SWN
129
DELISTED
Southwestern Energy Company
SWN
– –
-100,451
Closed -$3.65M
VMW
130
DELISTED
VMware, Inc
VMW
– –
-3,005
Closed -$243K
KMF
131
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-59,069
Closed -$1.9M
AUY
132
DELISTED
Yamana Gold, Inc.
AUY
– –
-889,577
Closed -$9.25M
NMY
133
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-44,302
Closed -$538K
SDRL
134
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-200
Closed -$2.42M
PX
135
DELISTED
Praxair Inc
PX
– –
-14,832
Closed -$1.78M
SPIL
136
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
– –
-1,597,334
Closed -$9.23M
CPN
137
DELISTED
Calpine Corporation
CPN
– –
-191,130
Closed -$3.71M
AXLL
138
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-102,247
Closed -$3.86M
MM
139
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-35,928
Closed -$254K
FST
140
DELISTED
FOREST OIL CORPORATION
FST
– –
-386,739
Closed -$2.36M
ESV
141
DELISTED
Ensco Rowan plc
ESV
– –
-16,034
Closed -$3.45M
DHG
142
DELISTED
Deutsche High Incm Opportunities
DHG
– –
-265,993
Closed -$3.76M
CAM
143
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-75,582
Closed -$4.41M
GG
144
DELISTED
Goldcorp Inc
GG
– –
-21,223
Closed -$552K
2 3 4 5
6

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Newgate Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Newgate Capital Management held 144 positions worth $508M, down 11% from $571M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Newgate Capital Management withdrew a net $78.4M in Q4 2013, closing 36 positions and reducing 49 holdings. Its most notable exit was Yamana Gold, Inc., an estimated $9.25M position sold in full.

By sector, the portfolio is most concentrated in Materials at 23% of assets, up from 20% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Vanguard FTSE Emerging Markets ETF worth $6M.

  • Newgate Capital Management's largest Q4 2013 buy was Vanguard FTSE Emerging Markets ETF: 145,858 shares worth $6M.
  • Newgate Capital Management added most to Nuveen Credit Strategies Income Fund in Q4 2013, an estimated $7.83M increase.
  • Newgate Capital Management's biggest Q4 2013 reduction was SK Telecom, cutting an estimated $11.5M.
  • Newgate Capital Management fully exited Yamana Gold, Inc. in Q4 2013, selling an estimated $9.25M.
  • Newgate Capital Management's ten largest holdings make up 29% of its $508M portfolio in Q4 2013.
  • Newgate Capital Management opened 25 new positions and closed 36 in Q4 2013.
  • Newgate Capital Management's portfolio value fell 11% quarter-over-quarter to $508M.

Based on Newgate Capital Management's 13F filing for Q4 2013, filed 16 Jan 2014.