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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$571M
AUM Growth
-$146M
Cap. Flow
-$181M
Cap. Flow %
-31.71%
Top 10 Hldgs %
27.84%
Holding
158
New
28
Increased
29
Reduced
59
Closed
39

Top Buys

Rank Stock Value
1
INFY icon
Infosys
INFY
+$10.8M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$10.3M
3
CX icon
Cemex
CX
+$6.61M
4
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$6.26M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$5.85M

Top Sells

Rank Stock Value
1
GLIN icon
VanEck India Growth Leaders ETF
GLIN
+$18.4M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.9M
3
NBIS
Nebius Group N.V.
NBIS
+$10.8M
4
LPL icon
LG Display
LPL
+$10.2M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$9.81M

Sector Composition

Rank Sector Weight
1 Materials 20.5%
2 Financials 11.48%
3 Energy 11.35%
4 Technology 10.51%
5 Communication Services 7.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
126
Caterpillar
CAT
$375B
– –
-79,170
Closed -$6.53M
CF icon
127
CF Industries
CF
$19.2B
– –
-125,820
Closed -$4.32M
CMI icon
128
Cummins
CMI
$87.5B
– –
-32,962
Closed -$3.58M
DVN icon
129
Devon Energy
DVN
$52.1B
– –
-78,668
Closed -$4.08M
E icon
130
ENI
E
$80.5B
– –
-49,946
Closed -$2.05M
FMX icon
131
Fomento Económico Mexicano
FMX
$43.6B
– –
-42,101
Closed -$4.34M
GLIN icon
132
VanEck India Growth Leaders ETF
GLIN
$96.2M
– –
-162,864
Closed -$18.4M
HYI
133
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
– –
-156,268
Closed -$2.76M
KEP icon
134
Korea Electric Power
KEP
$15.3B
– –
-548,896
Closed -$6.21M
LPL icon
135
LG Display
LPL
$3B
– –
-859,564
Closed -$10.2M
MOS icon
136
The Mosaic Company
MOS
$7.03B
– –
-41,742
Closed -$2.25M
NEA icon
137
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-69,415
Closed -$894K
OXY icon
138
Occidental Petroleum
OXY
$56.8B
– –
-27,463
Closed -$2.35M
RIG icon
139
Transocean
RIG
$5.89B
– –
-101,346
Closed -$4.86M
SBS icon
140
Sabesp
SBS
$19.1B
– –
-2,717,472
Closed -$5.49M
SQM icon
141
Sociedad Química y Minera de Chile
SQM
$19.2B
– –
-240,057
Closed -$9.44M
SRLN icon
142
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
– –
-197,267
Closed -$9.81M
TTE icon
143
TotalEnergies
TTE
$195B
– –
-36,095
Closed -$1.76M
VWO icon
144
Vanguard FTSE Emerging Markets ETF
VWO
$121B
– –
-14,283
Closed -$554K
XOM icon
145
ExxonMobil
XOM
$644B
– –
-3,628
Closed -$328K
NBIS
146
Nebius Group N.V.
NBIS
$48.3B
– –
-389,423
Closed -$10.8M
RDS.A
147
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-54,580
Closed -$3.48M
POT
148
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-97,852
Closed -$3.73M
AGU
149
DELISTED
Agrium
AGU
– –
-54,988
Closed -$4.78M
ALJ
150
DELISTED
Alon USA Energy Inc
ALJ
– –
-82,382
Closed -$1.19M
3 4 5
6
7

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Newgate Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Newgate Capital Management held 158 positions worth $571M, down 20% from $717M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Newgate Capital Management withdrew a net $181M in Q3 2013, closing 39 positions and reducing 59 holdings. Its most notable exit was VanEck India Growth Leaders ETF, an estimated $18.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 20% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

Against the trend, Newgate Capital Management opened a new position in Companhia Paranaense de Energia (COPEL) worth $11.2M.

  • Newgate Capital Management's largest Q3 2013 buy was Companhia Paranaense de Energia (COPEL): 1,996,708 shares worth $11.2M.
  • Newgate Capital Management added most to Infosys in Q3 2013, an estimated $10.8M increase.
  • Newgate Capital Management's biggest Q3 2013 reduction was ICICI Bank, cutting an estimated $9.44M.
  • Newgate Capital Management fully exited VanEck India Growth Leaders ETF in Q3 2013, selling an estimated $18.4M.
  • Newgate Capital Management's ten largest holdings make up 28% of its $571M portfolio in Q3 2013.
  • Newgate Capital Management opened 28 new positions and closed 39 in Q3 2013.
  • Newgate Capital Management's portfolio value fell 20% quarter-over-quarter to $571M.

Based on Newgate Capital Management's 13F filing for Q3 2013, filed 15 Oct 2013.