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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+1.93%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$111M
AUM Growth
-$23.2M
Cap. Flow
-$24.4M
Cap. Flow %
-21.96%
Top 10 Hldgs %
50.16%
Holding
117
New
21
Increased
25
Reduced
39
Closed
27

Top Buys

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$2.48M
2
HYD icon
VanEck High Yield Muni ETF
HYD
+$1.77M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.66M
4
AWP
abrdn Global Premier Properties Fund
AWP
+$1.43M
5
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.4M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.48M
2
AWF
AllianceBernstein Global High Income Fund
AWF
+$4.23M
3
BGX
Blackstone Long-Short Credit Income Fund
BGX
+$3.35M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$3.22M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$2.87M

Sector Composition

Rank Sector Weight
1 Energy 9.3%
2 Financials 5.71%
3 Materials 4.97%
4 Communication Services 3.48%
5 Utilities 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNG icon
76
Scorpio Tankers
STNG
$3.85B
$315K 0.28%
5,400
+50
+0.9% +$2.96K
WMB icon
77
Williams Companies
WMB
$87B
$307K 0.28%
+19,100
New +$328K
DO
78
DELISTED
Diamond Offshore Drilling
DO
$299K 0.27%
13,770
-1,004
-7% -$19.8K
DRA
79
DELISTED
Diversified Real Asset Income Fd
DRA
$294K 0.26%
+18,743
New +$276K
WLK icon
80
Westlake Corp
WLK
$9.01B
$289K 0.26%
6,240
-89
-1% -$4.04K
FRO icon
81
Frontline
FRO
$8.73B
$288K 0.26%
34,396
+22,618
+192% +$218K
OXY icon
82
Occidental Petroleum
OXY
$56.1B
$276K 0.25%
4,039
-25
-0.6% -$1.68K
LPG icon
83
Dorian LPG
LPG
$1.99B
$271K 0.24%
28,778
+418
+1% +$4.32K
DINO icon
84
HF Sinclair
DINO
$16.3B
$267K 0.24%
7,567
-402
-5% -$13.9K
CQH
85
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
$258K 0.23%
+14,270
New +$224K
RIG icon
86
Transocean
RIG
$5.87B
$249K 0.22%
27,254
+317
+1% +$3.15K
AGU
87
DELISTED
Agrium
AGU
$248K 0.22%
2,814
+15
+0.5% +$1.3K
INXX
88
DELISTED
Columbia India Infrastructure ETF
INXX
$235K 0.21%
22,849
-1,669
-7% -$15.8K
WNR
89
DELISTED
Western Refining Inc
WNR
$231K 0.21%
8,063
-409
-5% -$12.3K
RDC
90
DELISTED
Rowan Companies Plc
RDC
$162K 0.15%
+10,077
New +$139K
ALB icon
91
Albemarle
ALB
$13.8B
– –
-7,071
Closed -$396K
AWF
92
AllianceBernstein Global High Income Fund
AWF
$871M
– –
-392,055
Closed -$4.23M
BCX icon
93
BlackRock Resources & Commodities Strategy Trust
BCX
$911M
– –
-53,912
Closed -$379K
BGB
94
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-49,571
Closed -$663K
BGX
95
Blackstone Long-Short Credit Income Fund
BGX
$136M
– –
-248,631
Closed -$3.35M
BKLN icon
96
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-25,901
Closed -$578K
CF icon
97
CF Industries
CF
$19.2B
– –
-11,628
Closed -$475K
DSL
98
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-148,493
Closed -$2.39M
ELP
99
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-212,925
Closed -$500K
EVF
100
Eaton Vance Senior Income Trust
EVF
$89.9M
– –
-126,332
Closed -$729K
1 2 3
4
5

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Newgate Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Newgate Capital Management held 117 positions worth $111M, down 17% from $134M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Newgate Capital Management withdrew a net $24.4M in Q1 2016, closing 27 positions and reducing 39 holdings. Its most notable exit was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $5.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, up from 7.4% a quarter earlier, followed by Financials and Materials.

Against the trend, Newgate Capital Management opened a new position in Invesco National AMT-Free Municipal Bond ETF worth $2.49M.

  • Newgate Capital Management's largest Q1 2016 buy was Invesco National AMT-Free Municipal Bond ETF: 96,908 shares worth $2.49M.
  • Newgate Capital Management added most to Saba Capital Income & Opportunities Fund in Q1 2016, an estimated $1.34M increase.
  • Newgate Capital Management's biggest Q1 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $3.22M.
  • Newgate Capital Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2016, selling an estimated $5.48M.
  • Newgate Capital Management's ten largest holdings make up 50% of its $111M portfolio in Q1 2016.
  • Newgate Capital Management opened 21 new positions and closed 27 in Q1 2016.
  • Newgate Capital Management's portfolio value fell 17% quarter-over-quarter to $111M.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.