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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$571M
AUM Growth
-$146M
Cap. Flow
-$181M
Cap. Flow %
-31.71%
Top 10 Hldgs %
27.84%
Holding
158
New
28
Increased
29
Reduced
59
Closed
39

Top Buys

Rank Stock Value
1
INFY icon
Infosys
INFY
+$10.8M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$10.3M
3
CX icon
Cemex
CX
+$6.61M
4
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$6.26M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$5.85M

Top Sells

Rank Stock Value
1
GLIN icon
VanEck India Growth Leaders ETF
GLIN
+$18.4M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.9M
3
NBIS
Nebius Group N.V.
NBIS
+$10.8M
4
LPL icon
LG Display
LPL
+$10.2M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$9.81M

Sector Composition

Rank Sector Weight
1 Materials 20.5%
2 Financials 11.48%
3 Energy 11.35%
4 Technology 10.51%
5 Communication Services 7.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSL
76
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.57M 0.45%
+358,276
New +$2.59M
STLD icon
77
Steel Dynamics
STLD
$36B
$2.48M 0.43%
+148,230
New +$2.35M
STK
78
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$2.46M 0.43%
173,085
+77,272
+81% +$1.13M
JFR icon
79
Nuveen Floating Rate Income Fund
JFR
$1.24B
$2.44M 0.43%
204,409
+122,989
+151% +$1.51M
NUE icon
80
Nucor
NUE
$58.6B
$2.44M 0.43%
+49,825
New +$2.33M
NVG icon
81
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$2.44M 0.43%
192,083
+26,503
+16% +$331K
SDRL
82
DELISTED
Seadrill Limited Common Stock
SDRL
$2.42M 0.42%
200
-77
-28% -$910K
FST
83
DELISTED
FOREST OIL CORPORATION
FST
$2.36M 0.41%
386,739
-149,823
-28% -$803K
UTF icon
84
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$2.31M 0.4%
+116,920
New +$2.25M
SD
85
DELISTED
SANDRIDGE ENERGY, INC.
SD
$2.02M 0.35%
+345,445
New +$1.85M
PPG icon
86
PPG Industries
PPG
$24.6B
$1.92M 0.34%
22,976
-8,762
-28% -$701K
JSD
87
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.9M 0.33%
+99,529
New +$1.93M
KMF
88
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.9M 0.33%
+59,069
New +$1.95M
HES
89
DELISTED
Hess
HES
$1.89M 0.33%
24,390
-9,486
-28% -$707K
NQU
90
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.87M 0.33%
148,121
-32,067
-18% -$403K
NMO
91
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$1.87M 0.33%
152,281
-36,165
-19% -$437K
NMA
92
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$1.85M 0.32%
148,252
+11,276
+8% +$140K
CHRD icon
93
Chord Energy
CHRD
$7.9B
$1.83M 0.32%
+37,325
New +$1.57M
EOG icon
94
EOG Resources
EOG
$79.2B
$1.83M 0.32%
+21,612
New +$1.68M
WLT
95
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$1.79M 0.31%
+127,363
New +$1.62M
PX
96
DELISTED
Praxair Inc
PX
$1.78M 0.31%
14,832
-5,704
-28% -$677K
FTI icon
97
TechnipFMC
FTI
$28.6B
$1.66M 0.29%
40,333
-15,381
-28% -$632K
EVM
98
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.37M 0.24%
132,998
+19,544
+17% +$198K
PIM
99
Franklin Master Intermediate Income Trust
PIM
$150M
$1.11M 0.19%
227,501
-591,083
-72% -$2.91M
NQS
100
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$926K 0.16%
72,937
-46,124
-39% -$585K
2 3
4
5 6

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Newgate Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Newgate Capital Management held 158 positions worth $571M, down 20% from $717M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Newgate Capital Management withdrew a net $181M in Q3 2013, closing 39 positions and reducing 59 holdings. Its most notable exit was VanEck India Growth Leaders ETF, an estimated $18.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 20% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

Against the trend, Newgate Capital Management opened a new position in Companhia Paranaense de Energia (COPEL) worth $11.2M.

  • Newgate Capital Management's largest Q3 2013 buy was Companhia Paranaense de Energia (COPEL): 1,996,708 shares worth $11.2M.
  • Newgate Capital Management added most to Infosys in Q3 2013, an estimated $10.8M increase.
  • Newgate Capital Management's biggest Q3 2013 reduction was ICICI Bank, cutting an estimated $9.44M.
  • Newgate Capital Management fully exited VanEck India Growth Leaders ETF in Q3 2013, selling an estimated $18.4M.
  • Newgate Capital Management's ten largest holdings make up 28% of its $571M portfolio in Q3 2013.
  • Newgate Capital Management opened 28 new positions and closed 39 in Q3 2013.
  • Newgate Capital Management's portfolio value fell 20% quarter-over-quarter to $571M.

Based on Newgate Capital Management's 13F filing for Q3 2013, filed 15 Oct 2013.