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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$20.4M
Cap. Flow
-$9.77M
Cap. Flow %
-6.45%
Top 10 Hldgs %
40.22%
Holding
134
New
35
Increased
19
Reduced
47
Closed
30

Top Buys

Rank Stock Value
1
DSU icon
BlackRock Debt Strategies Fund
DSU
+$4.09M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$3.41M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.37M
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$2.2M
5
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
+$2.14M

Top Sells

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.71M
2
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
+$5.18M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3M
4
HPS
John Hancock Preferred Income Fund III
HPS
+$2.37M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.11M

Sector Composition

Rank Sector Weight
1 Materials 7.96%
2 Energy 6.44%
3 Financials 4.17%
4 Utilities 3.8%
5 Technology 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHI
51
DELISTED
Baker Hughes
BHI
$829K 0.55%
14,782
-2,104
-12% -$119K
INXX
52
DELISTED
Columbia India Infrastructure ETF
INXX
$819K 0.54%
64,726
+28,666
+79% +$377K
SFL icon
53
SFL Corp
SFL
$1.61B
$781K 0.52%
55,338
+14,937
+37% +$239K
IQI icon
54
Invesco Quality Municipal Securities
IQI
$526M
$779K 0.51%
+62,697
New +$775K
RIO icon
55
Rio Tinto
RIO
$152B
$772K 0.51%
16,758
-2,604
-13% -$123K
FCX icon
56
Freeport-McMoran
FCX
$86.2B
$753K 0.5%
32,692
-5,878
-15% -$162K
TRN icon
57
Trinity Industries
TRN
$2.92B
$746K 0.49%
37,149
+11,940
+47% +$288K
OGE icon
58
OGE Energy
OGE
$9.87B
$739K 0.49%
+20,979
New +$758K
RDY icon
59
Dr. Reddy's Laboratories
RDY
$9.8B
$704K 0.46%
+69,755
New +$734K
WLK icon
60
Westlake Corp
WLK
$9.26B
$649K 0.43%
10,617
-2,009
-16% -$137K
KMI icon
61
Kinder Morgan
KMI
$70.9B
$645K 0.43%
+15,234
New +$600K
DK icon
62
Delek US
DK
$3.98B
$635K 0.42%
23,356
-3,010
-11% -$91.1K
STLD icon
63
Steel Dynamics
STLD
$36.2B
$629K 0.42%
31,862
-3,260
-9% -$70.3K
BHP icon
64
BHP
BHP
$211B
$626K 0.41%
15,649
-2,493
-14% -$115K
PBR icon
65
Petrobras
PBR
$120B
$621K 0.41%
85,061
+13,343
+19% +$144K
ASHR icon
66
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.53B
$585K 0.39%
15,712
+438
+3% +$12.8K
NOV icon
67
NOV
NOV
$6.84B
$559K 0.37%
8,532
-994
-10% -$69.2K
BAP icon
68
Credicorp
BAP
$30.5B
$557K 0.37%
3,477
-2,088
-38% -$332K
NUE icon
69
Nucor
NUE
$58.3B
$550K 0.36%
+11,220
New +$584K
WNR
70
DELISTED
Western Refining Inc
WNR
$535K 0.35%
14,170
-1,928
-12% -$79.8K
BCC icon
71
Boise Cascade
BCC
$2.73B
$527K 0.35%
+14,188
New +$489K
VEDL
72
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$501K 0.33%
36,874
-14,615
-28% -$223K
BKLN icon
73
Invesco Senior Loan ETF
BKLN
$6.96B
$500K 0.33%
+20,881
New +$505K
ENB icon
74
Enbridge
ENB
$120B
$494K 0.33%
+9,615
New +$453K
EMN icon
75
Eastman Chemical
EMN
$7.69B
$492K 0.32%
+6,483
New +$513K
1 2
3
4 5

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Newgate Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Newgate Capital Management held 134 positions worth $152M, down 12% from $172M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Newgate Capital Management withdrew a net $9.77M in Q4 2014, closing 30 positions and reducing 47 holdings. Its most notable exit was BLACKROCK REAL ASSET EQUITY TRUST, an estimated $6.71M position sold in full.

By sector, the portfolio is most concentrated in Materials at 8% of assets, down from 10% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in DoubleLine Income Solutions Fund worth $3.23M.

  • Newgate Capital Management's largest Q4 2014 buy was DoubleLine Income Solutions Fund: 163,490 shares worth $3.23M.
  • Newgate Capital Management added most to BlackRock Debt Strategies Fund in Q4 2014, an estimated $4.09M increase.
  • Newgate Capital Management's biggest Q4 2014 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $2.11M.
  • Newgate Capital Management fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $6.71M.
  • Newgate Capital Management's ten largest holdings make up 40% of its $152M portfolio in Q4 2014.
  • Newgate Capital Management opened 35 new positions and closed 30 in Q4 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $152M.

Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.