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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$449M
AUM Growth
-$58.9M
Cap. Flow
-$71.2M
Cap. Flow %
-15.85%
Top 10 Hldgs %
30.25%
Holding
136
New
27
Increased
25
Reduced
50
Closed
30

Top Buys

Rank Stock Value
1
NBIS
Nebius Group N.V.
NBIS
+$6.29M
2
VEDL
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
+$6.11M
3
SID icon
Companhia Siderúrgica Nacional
SID
+$5.69M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.22M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.2M

Top Sells

Rank Stock Value
1
CEO
CNOOC Limited
CEO
+$13.4M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$7.6M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$7.24M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$6.15M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6M

Sector Composition

Rank Sector Weight
1 Materials 22.32%
2 Energy 11.63%
3 Financials 11.09%
4 Technology 9.91%
5 Communication Services 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR.A icon
51
Petrobras Class A
PBR.A
$110B
$3.06M 0.68%
220,299
-36,542
-14% -$450K
MUE
52
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3.05M 0.68%
239,429
+211,947
+771% +$2.67M
NZF icon
53
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$3.05M 0.68%
232,568
+2,440
+1% +$31.5K
TDW icon
54
Tidewater
TDW
$3.72B
$3.03M 0.68%
1,934
+273
+16% +$446K
WLK icon
55
Westlake Corp
WLK
$8.96B
$3.01M 0.67%
45,423
-8,835
-16% -$561K
SD
56
DELISTED
SANDRIDGE ENERGY, INC.
SD
$2.85M 0.63%
464,335
-84,394
-15% -$527K
TECK icon
57
Teck Resources
TECK
$29.5B
$2.83M 0.63%
130,448
-17,077
-12% -$396K
TRN icon
58
Trinity Industries
TRN
$2.55B
$2.78M 0.62%
107,009
-52,218
-33% -$1.2M
CLR
59
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.75M 0.61%
44,330
-25,626
-37% -$1.46M
KOG
60
DELISTED
KODIAK OIL & GAS CORP
KOG
$2.73M 0.61%
225,320
-70,596
-24% -$798K
SABA
61
Saba Capital Income & Opportunities Fund II
SABA
$222M
$2.72M 0.61%
+169,396
New +$2.67M
UFS
62
DELISTED
DOMTAR CORPORATION (New)
UFS
$2.69M 0.6%
47,964
-23,814
-33% -$1.23M
HDB icon
63
HDFC Bank
HDB
$122B
$2.64M 0.59%
+257,060
New +$2.24M
NOG icon
64
Northern Oil and Gas
NOG
$2.27B
$2.62M 0.58%
17,899
-2,830
-14% -$410K
BKLN icon
65
Invesco Senior Loan ETF
BKLN
$6.97B
$2.6M 0.58%
+104,726
New +$2.6M
XEC
66
DELISTED
CIMAREX ENERGY CO
XEC
$2.47M 0.55%
20,751
-3,773
-15% -$405K
MEOH icon
67
Methanex
MEOH
$4.33B
$2.44M 0.54%
38,129
-15,463
-29% -$977K
STLD icon
68
Steel Dynamics
STLD
$36.3B
$2.42M 0.54%
135,835
+10,160
+8% +$178K
CLF icon
69
Cleveland-Cliffs
CLF
$6.6B
$2.39M 0.53%
117,017
-7,364
-6% -$152K
AKS
70
DELISTED
AK Steel Holding Corp
AKS
$2.39M 0.53%
+331,453
New +$2.24M
ORIG
71
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$2.37M 0.53%
14
-1
-7% -$162K
GHI
72
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$2.35M 0.52%
237,986
-148,942
-38% -$1.45M
CHRD icon
73
Chord Energy
CHRD
$7.8B
$2.32M 0.52%
55,551
-9,377
-14% -$397K
X
74
DELISTED
US Steel
X
$2.31M 0.51%
83,512
+15,079
+22% +$395K
DK icon
75
Delek US
DK
$4.1B
$2.14M 0.48%
+73,561
New +$2.22M
1 2
3
4 5

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Newgate Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Newgate Capital Management held 136 positions worth $449M, down 12% from $508M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Newgate Capital Management withdrew a net $71.2M in Q1 2014, closing 30 positions and reducing 50 holdings. Its most notable exit was CNOOC Limited, an estimated $13.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Nebius Group N.V. worth $5.14M.

  • Newgate Capital Management's largest Q1 2014 buy was Nebius Group N.V.: 170,422 shares worth $5.14M.
  • Newgate Capital Management added most to Companhia Siderúrgica Nacional in Q1 2014, an estimated $5.69M increase.
  • Newgate Capital Management's biggest Q1 2014 reduction was abrdn Total Dynamic Dividend Fund, cutting an estimated $7.24M.
  • Newgate Capital Management fully exited CNOOC Limited in Q1 2014, selling an estimated $13.4M.
  • Newgate Capital Management's ten largest holdings make up 30% of its $449M portfolio in Q1 2014.
  • Newgate Capital Management opened 27 new positions and closed 30 in Q1 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $449M.

Based on Newgate Capital Management's 13F filing for Q1 2014, filed 6 May 2014.