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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$571M
AUM Growth
-$146M
Cap. Flow
-$181M
Cap. Flow %
-31.71%
Top 10 Hldgs %
27.84%
Holding
158
New
28
Increased
29
Reduced
59
Closed
39

Top Buys

Rank Stock Value
1
INFY icon
Infosys
INFY
+$10.8M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$10.3M
3
CX icon
Cemex
CX
+$6.61M
4
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$6.26M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$5.85M

Top Sells

Rank Stock Value
1
GLIN icon
VanEck India Growth Leaders ETF
GLIN
+$18.4M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.9M
3
NBIS
Nebius Group N.V.
NBIS
+$10.8M
4
LPL icon
LG Display
LPL
+$10.2M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$9.81M

Sector Composition

Rank Sector Weight
1 Materials 20.5%
2 Financials 11.48%
3 Energy 11.35%
4 Technology 10.51%
5 Communication Services 7.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKT icon
51
BlackRock Income Trust
BKT
$331M
$3.81M 0.67%
190,458
+49,733
+35% +$973K
DHG
52
DELISTED
Deutsche High Incm Opportunities
DHG
$3.76M 0.66%
265,993
-190,197
-42% -$2.67M
WLL
53
DELISTED
Whiting Petroleum Corporation
WLL
$3.76M 0.66%
210
+128
+156% +$1.98M
CPN
54
DELISTED
Calpine Corporation
CPN
$3.71M 0.65%
+191,130
New +$3.79M
EMN icon
55
Eastman Chemical
EMN
$8.01B
$3.67M 0.64%
+47,145
New +$3.63M
SWN
56
DELISTED
Southwestern Energy Company
SWN
$3.65M 0.64%
100,451
-38,195
-28% -$1.45M
BCF
57
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$3.63M 0.64%
+404,334
New +$3.64M
RIO icon
58
Rio Tinto
RIO
$158B
$3.6M 0.63%
73,824
-27,618
-27% -$1.29M
BHP icon
59
BHP
BHP
$218B
$3.54M 0.62%
62,943
+1,281
+2% +$69.7K
ESV
60
DELISTED
Ensco Rowan plc
ESV
$3.45M 0.6%
16,034
+6,267
+64% +$1.44M
PBR.A icon
61
Petrobras Class A
PBR.A
$109B
$3.44M 0.6%
205,687
-135,189
-40% -$2.04M
EWY icon
62
iShares MSCI South Korea ETF
EWY
$22.5B
$3.4M 0.6%
55,338
-160,447
-74% -$9.18M
NZF icon
63
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$3.39M 0.59%
267,115
-59,269
-18% -$736K
ASH icon
64
Ashland
ASH
$3.33B
$3.26M 0.57%
72,008
-27,302
-27% -$1.18M
NGD
65
DELISTED
New Gold Inc
NGD
$3.25M 0.57%
543,972
-167,022
-23% -$1.14M
NRO
66
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$3.1M 0.54%
+719,314
New +$3.16M
X
67
DELISTED
US Steel
X
$3.03M 0.53%
+146,956
New +$2.77M
SLCA
68
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$3.02M 0.53%
121,158
+61,289
+102% +$1.43M
VTA
69
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.96M 0.52%
+230,319
New +$2.94M
BGX
70
Blackstone Long-Short Credit Income Fund
BGX
$136M
$2.92M 0.51%
+157,299
New +$2.88M
ORIG
71
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$2.86M 0.5%
17
-1
-6% -$165K
NXZ
72
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$2.82M 0.49%
217,467
-48,295
-18% -$620K
NFX
73
DELISTED
Newfield Exploration
NFX
$2.73M 0.48%
99,807
-37,513
-27% -$940K
BTU
74
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$2.66M 0.47%
+10,284
New +$2.63M
CRS icon
75
Carpenter Technology
CRS
$25B
$2.63M 0.46%
45,327
-5,647
-11% -$301K
1 2
3
4 5

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Newgate Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Newgate Capital Management held 158 positions worth $571M, down 20% from $717M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Newgate Capital Management withdrew a net $181M in Q3 2013, closing 39 positions and reducing 59 holdings. Its most notable exit was VanEck India Growth Leaders ETF, an estimated $18.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 20% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

Against the trend, Newgate Capital Management opened a new position in Companhia Paranaense de Energia (COPEL) worth $11.2M.

  • Newgate Capital Management's largest Q3 2013 buy was Companhia Paranaense de Energia (COPEL): 1,996,708 shares worth $11.2M.
  • Newgate Capital Management added most to Infosys in Q3 2013, an estimated $10.8M increase.
  • Newgate Capital Management's biggest Q3 2013 reduction was ICICI Bank, cutting an estimated $9.44M.
  • Newgate Capital Management fully exited VanEck India Growth Leaders ETF in Q3 2013, selling an estimated $18.4M.
  • Newgate Capital Management's ten largest holdings make up 28% of its $571M portfolio in Q3 2013.
  • Newgate Capital Management opened 28 new positions and closed 39 in Q3 2013.
  • Newgate Capital Management's portfolio value fell 20% quarter-over-quarter to $571M.

Based on Newgate Capital Management's 13F filing for Q3 2013, filed 15 Oct 2013.