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NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
+8.33%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$571M
AUM Growth
-$146M
(-20%)
Cap. Flow
-$181M
Cap. Flow
% of AUM
-31.71%
Top 10 Holdings %
Top 10 Hldgs %
27.84%
Holding
158
New
28
Increased
29
Reduced
59
Closed
39
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$10.8M |
| 2 |
ELP
Companhia Paranaense de Energia (COPEL)
ELP
|
+$10.3M |
| 3 |
Cemex
CX
|
+$6.61M |
| 4 |
Calamos Strategic Total Return Fund
CSQ
|
+$6.26M |
| 5 |
FAX
abrdn Asia-Pacific Income Fund
FAX
|
+$5.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck India Growth Leaders ETF
GLIN
|
+$18.4M |
| 2 |
Invesco Senior Loan ETF
BKLN
|
+$13.9M |
| 3 |
NBIS
Nebius Group N.V.
NBIS
|
+$10.8M |
| 4 |
LG Display
LPL
|
+$10.2M |
| 5 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$9.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 20.5% |
| 2 | Financials | 11.48% |
| 3 | Energy | 11.35% |
| 4 | Technology | 10.51% |
| 5 | Communication Services | 7.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JPS
26
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $6.25M | 1.09% |
766,009
+314,886
| +70% | +$2.6M |
|
27
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
| $6.23M | 1.09% |
717,452
+337,295
| +89% | +$3.04M |
|
|
PDT
28
John Hancock Premium Dividend Fund
PDT
$635M
| $6.23M | 1.09% |
520,106
+48,119
| +10% | +$605K |
|
|
29
Calamos Strategic Total Return Fund
CSQ
$3.13B
| $6.17M | 1.08% |
+616,590
| New | +$6.26M |
|
|
IRR
30
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
| $6.08M | 1.06% |
606,847
+138,020
| +29% | +$1.43M |
|
31
Nuveen Credit Strategies Income Fund
JQC
$705M
| $6.03M | 1.06% |
645,184
+467,646
| +263% | +$4.57M |
|
32
Braskem
BAK
$901M
| $5.9M | 1.03% |
370,073
-99,832
| -21% | -$1.53M |
|
|
FAX
33
abrdn Asia-Pacific Income Fund
FAX
$592M
| $5.82M | 1.02% |
+159,917
| New | +$5.85M |
|
34
LyondellBasell Industries
LYB
$19.5B
| $5.8M | 1.02% |
79,228
-59,408
| -43% | -$4.14M |
|
|
GHI
35
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
| $5.5M | 0.96% |
534,873
+92,497
| +21% | +$957K |
|
|
APC
36
DELISTED
Anadarko Petroleum
APC
| $5.1M | 0.89% |
54,876
-21,191
| -28% | -$1.93M |
|
37
BlackRock Enhanced Captial and Income Fund
CII
$964M
| $4.96M | 0.87% |
383,211
+115,663
| +43% | +$1.5M |
|
38
KT
KT
$8.74B
| $4.92M | 0.86% |
293,343
-286,797
| -49% | -$4.62M |
|
39
Freeport-McMoran
FCX
$86.2B
| $4.88M | 0.86% |
147,633
-52,040
| -26% | -$1.59M |
|
40
Halliburton
HAL
$26.1B
| $4.84M | 0.85% |
100,470
-9,550
| -9% | -$447K |
|
41
ICICI Bank
IBN
$107B
| $4.66M | 0.82% |
841,654
-1,608,250
| -66% | -$9.44M |
|
|
CLR
42
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $4.42M | 0.77% |
82,500
-31,846
| -28% | -$1.53M |
|
|
CAM
43
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
| $4.41M | 0.77% |
75,582
-28,608
| -27% | -$1.7M |
|
44
Wheaton Precious Metals
WPM
$49.7B
| $4.38M | 0.77% |
176,706
+5,280
| +3% | +$126K |
|
45
Teck Resources
TECK
$28.2B
| $4.35M | 0.76% |
162,094
-61,748
| -28% | -$1.55M |
|
46
CNX Resources
CNX
$4.91B
| $4.13M | 0.72% |
147,382
-55,567
| -27% | -$1.45M |
|
47
Celanese
CE
$4.82B
| $4.06M | 0.71% |
76,882
-29,794
| -28% | -$1.46M |
|
48
Huntsman Corp
HUN
$2.1B
| $4.03M | 0.71% |
195,567
-74,657
| -28% | -$1.36M |
|
|
FWLT
49
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
| $3.92M | 0.69% |
148,850
-55,123
| -27% | -$1.29M |
|
|
AXLL
50
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $3.86M | 0.68% |
102,247
+16,233
| +19% | +$678K |
|
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Newgate Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Newgate Capital Management held 158 positions worth $571M, down 20% from $717M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Newgate Capital Management withdrew a net $181M in Q3 2013, closing 39 positions and reducing 59 holdings. Its most notable exit was VanEck India Growth Leaders ETF, an estimated $18.4M position sold in full.
By sector, the portfolio is most concentrated in Materials at 20% of assets, up from 19% a quarter earlier, followed by Financials and Energy.
Against the trend, Newgate Capital Management opened a new position in Companhia Paranaense de Energia (COPEL) worth $11.2M.
- Newgate Capital Management's largest Q3 2013 buy was Companhia Paranaense de Energia (COPEL): 1,996,708 shares worth $11.2M.
- Newgate Capital Management added most to Infosys in Q3 2013, an estimated $10.8M increase.
- Newgate Capital Management's biggest Q3 2013 reduction was ICICI Bank, cutting an estimated $9.44M.
- Newgate Capital Management fully exited VanEck India Growth Leaders ETF in Q3 2013, selling an estimated $18.4M.
- Newgate Capital Management's ten largest holdings make up 28% of its $571M portfolio in Q3 2013.
- Newgate Capital Management opened 28 new positions and closed 39 in Q3 2013.
- Newgate Capital Management's portfolio value fell 20% quarter-over-quarter to $571M.
Based on Newgate Capital Management's 13F filing for Q3 2013, filed 15 Oct 2013.