NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Quarter Est. Return
1 Year Est. Return
+14.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
687
New
Increased
Reduced
Closed

Top Buys

1
+$29.2K
2
+$12.5K
3
+$10.6K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.76K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
+$48M
2
+$33.4M
3
+$25.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$25.3M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.3M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCF
151
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-9,119
MBFI
152
DELISTED
MB Financial Corp
MBFI
– –
-7,397
SGYP
153
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-10,000
TAHO
154
DELISTED
Tahoe Resources Inc
TAHO
– –
-17,192
SIR
155
DELISTED
SELECT INCOME REIT
SIR
– –
-37,362
ESRX
156
DELISTED
Express Scripts Holding Company
ESRX
– –
-3,992
OCLR
157
DELISTED
Oclaro Inc.
OCLR
– –
-49,544
AET
158
DELISTED
Aetna Inc
AET
– –
-1,856
COL
159
DELISTED
Rockwell Collins
COL
– –
-2,201
ETP
160
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-35,765
EGLT
161
DELISTED
Egalet Corporation
EGLT
– –
-10,000
MON
162
DELISTED
Monsanto Co
MON
– –
-1,756
SPIL
163
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
– –
-200,023
SPXH
164
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
– –
-29,502
WLL
165
DELISTED
Whiting Petroleum Corporation
WLL
– –
-264
SYV
166
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
– –
-5,213
CELG
167
DELISTED
Celgene Corp
CELG
– –
-11,635
OIL
168
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-65,360
LJPC
169
DELISTED
La Jolla Pharmaceutical Company
LJPC
– –
-16,150
PDM
170
Piedmont Realty Trust
PDM
$1.09B
– –
-12,811
PDP icon
171
Invesco Dorsey Wright Momentum ETF
PDP
$1.29B
– –
-55,664
PDT
172
John Hancock Premium Dividend Fund
PDT
$637M
– –
-55,910
PEP icon
173
PepsiCo
PEP
$204B
– –
-18,632
PFE icon
174
Pfizer
PFE
$144B
– –
-108,119
PFF icon
175
iShares Preferred and Income Securities ETF
PFF
$14.1B
– –
-69,803
5 6
7
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