National Planning Corporation’s Transocean RIG Stock Holding History

National Planning Corporation’s Portfolio RIG Stock Details RIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-31,990	Closed	-$344K	–	488
2017 Q3	$344K	Hold	31,990	–	–	0.03%	480
2017 Q2	$277K	Buy	31,990 +14,297	+81%	+$146K	0.02%	579
2017 Q1	$222K	Buy	+17,693	New	+$243K	0.02%	606
2015 Q3	–	Sell	-11,972	Closed	-$173K	–	666
2015 Q2	$173K	Buy	+11,972	New	+$216K	0.02%	598
2015 Q1	–	Sell	-109,599	Closed	-$1.79M	–	1745
2014 Q4	$1.79M	Buy	109,599 +38,077	+53%	+$951K	0.13%	156
2014 Q3	$2.16M	Buy	71,522 +66,207	+1,246%	+$2.59M	0.16%	117
2014 Q2	$239K	Buy	+5,315	New	+$226K	0.02%	627

Other funds holding RIG

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

CIM

Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

MNG

Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return

OAMG

Odey Asset Management Group London, United Kingdom $381M AUM 45.36% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

National Planning Corporation's RIG Position: Q4 2017 in Review

National Planning Corporation sold out of Transocean (RIG) in Q4 2017, closing a stake of 31,990 shares — an estimated $344K sold.

National Planning Corporation first reported a position in RIG in Q2 2014 and held it in 7 quarters. The position peaked at $2.16M in Q3 2014. 427 funds tracked by Wall St. Rank hold RIG as of Q4 2017.

National Planning Corporation reported no remaining Transocean position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 31,990 Transocean shares in Q4 2017, an estimated $344K.
National Planning Corporation first reported a position in Transocean in Q2 2014 and held it in 7 quarters.
National Planning Corporation's Transocean position peaked at $2.16M in Q3 2014.
427 funds tracked by Wall St. Rank held Transocean as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.