National Planning Corporation’s Invesco S&P MidCap 400 Pure Growth ETF RFG Stock Holding History

National Planning Corporation’s Portfolio RFG Stock Details RFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-11,310	Closed	-$326K	–	487
2017 Q3	$326K	Sell	11,310 -6,655	-37%	-$188K	0.03%	501
2017 Q2	$505K	Sell	17,965 -75	-0.4%	-$2.07K	0.04%	402
2017 Q1	$483K	Sell	18,040 -135	-0.7%	-$3.6K	0.04%	388
2016 Q4	$476K	Buy	18,175 +3,495	+24%	+$87.4K	0.04%	384
2016 Q3	$351K	Buy	14,680 +4,180	+40%	+$105K	0.03%	447
2016 Q2	$264K	Buy	+10,500	New	+$255K	0.02%	525
2015 Q1	–	Sell	-5,050	Closed	-$122K	–	1735
2014 Q4	$122K	Buy	+5,050	New	+$122K	0.01%	848
2014 Q2	–	Sell	-9,590	Closed	-$240K	–	769
2014 Q1	$240K	Sell	9,590 -1,980	-17%	-$48.3K	0.02%	592
2013 Q4	$284K	Buy	11,570 +2,445	+27%	+$57K	0.03%	534
2013 Q3	$207K	Buy	+9,125	New	+$197K	0.02%	587

Other funds holding RFG

Paracle Advisors Mercer Island, Washington $551M AUM 50.34% 1-Year Est. Return

Forte Capital Rochester, New York $930M AUM 24.11% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $700M AUM 20.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BOS

Bank of Stockton Stockton, California $356M AUM 42.85% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $9.98B AUM 26.5% 1-Year Est. Return

FANJ

Financial Architects (New Jersey) Marlton, New Jersey $663M AUM 15.53% 1-Year Est. Return

NEPWA

New England Private Wealth Advisors Wellesley, Massachusetts $1.04B AUM 18.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's RFG Position: Q4 2017 in Review

National Planning Corporation sold out of Invesco S&P MidCap 400 Pure Growth ETF (RFG) in Q4 2017, closing a stake of 11,310 shares — an estimated $326K sold.

National Planning Corporation first reported a position in RFG in Q3 2013 and held it in 10 quarters. The position peaked at $505K in Q2 2017. 97 funds tracked by Wall St. Rank hold RFG as of Q4 2017.

National Planning Corporation reported no remaining Invesco S&P MidCap 400 Pure Growth ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 11,310 Invesco S&P MidCap 400 Pure Growth ETF shares in Q4 2017, an estimated $326K.
National Planning Corporation first reported a position in Invesco S&P MidCap 400 Pure Growth ETF in Q3 2013 and held it in 10 quarters.
National Planning Corporation's Invesco S&P MidCap 400 Pure Growth ETF position peaked at $505K in Q2 2017.
97 funds tracked by Wall St. Rank held Invesco S&P MidCap 400 Pure Growth ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.