National Planning Corporation’s Rio Tinto RIO Stock Holding History

National Planning Corporation’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,890	Closed	-$231K	–	489
2017 Q3	$231K	Sell	4,890 -400	-8%	-$18.6K	0.02%	590
2017 Q2	$231K	Hold	5,290	–	–	0.02%	626
2017 Q1	$217K	Buy	5,290 +400	+8%	+$17K	0.02%	618
2016 Q4	$218K	Buy	+4,890	New	+$179K	0.02%	600
2015 Q1	–	Sell	-1,020	Closed	-$46.3K	–	1746
2014 Q4	$46.3K	Buy	+1,020	New	+$48.1K	﹤0.01%	1293

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IAM

Impala Asset Management Palm Beach, Florida $215M AUM 86.77% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

National Planning Corporation's RIO Position: Q4 2017 in Review

National Planning Corporation sold out of Rio Tinto (RIO) in Q4 2017, closing a stake of 4,890 shares — an estimated $231K sold.

National Planning Corporation first reported a position in RIO in Q4 2014 and held it in 5 quarters. The position peaked at $231K in Q3 2017. 372 funds tracked by Wall St. Rank hold RIO as of Q4 2017.

National Planning Corporation reported no remaining Rio Tinto position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 4,890 Rio Tinto shares in Q4 2017, an estimated $231K.
National Planning Corporation first reported a position in Rio Tinto in Q4 2014 and held it in 5 quarters.
National Planning Corporation's Rio Tinto position peaked at $231K in Q3 2017.
372 funds tracked by Wall St. Rank held Rio Tinto as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.