NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
687
New
Increased
Reduced
Closed

Top Buys

1
+$29.3K
2
+$11.7K
3
+$10.4K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.77K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
+$46.8M
2
+$33.4M
3
+$25.3M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTY
126
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-15,095
SGEN
127
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-94,430
PACW
128
DELISTED
PacWest Bancorp
PACW
– –
-3,970
ICPT
129
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-63,100
JPS
130
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-129,880
RAD
131
DELISTED
Rite Aid Corporation
RAD
– –
-6,011
MMP
132
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-7,244
NYMX
133
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-11,000
NH
134
DELISTED
NantHealth, Inc
NH
– –
-8,452
CLR
135
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-10,360
CTT
136
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-16,043
ATHX
137
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-400
PSB
138
DELISTED
PS Business Parks, Inc.
PSB
– –
-15,971
ATRS
139
DELISTED
Antares Pharma, Inc.
ATRS
– –
-12,900
MCA
140
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-14,369
PBCT
141
DELISTED
People's United Financial Inc
PBCT
– –
-21,113
GSS
142
DELISTED
Golden Star Resources Ltd.
GSS
– –
-2,200
RDS.A
143
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-17,552
RDS.B
144
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-14,374
PCI
145
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-82,971
CXP
146
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-18,271
VTA
147
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-13,639
RPAI
148
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-10,410
VER
149
DELISTED
VEREIT, Inc.
VER
– –
-37,175
MNK
150
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-83,245
4 5
6
7 8