NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Quarter Est. Return
1 Year Est. Return
+14.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
687
New
Increased
Reduced
Closed

Top Buys

1
+$29.2K
2
+$12.5K
3
+$10.6K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.76K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
+$48M
2
+$33.4M
3
+$25.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$25.3M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.3M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NH
126
DELISTED
NantHealth, Inc
NH
– –
-8,452
CLR
127
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-10,360
CTT
128
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-16,043
ATHX
129
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-400
PSB
130
DELISTED
PS Business Parks, Inc.
PSB
– –
-15,971
ATRS
131
DELISTED
Antares Pharma, Inc.
ATRS
– –
-12,900
MCA
132
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-14,369
PBCT
133
DELISTED
People's United Financial Inc
PBCT
– –
-21,113
VMM
134
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-79,744
GSS
135
DELISTED
Golden Star Resources Ltd.
GSS
– –
-2,200
RDS.A
136
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-17,552
RDS.B
137
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-14,374
PCI
138
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-82,971
CXP
139
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-18,271
VTA
140
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-13,639
RPAI
141
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-10,410
ALXN
142
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,853
GLUU
143
DELISTED
Glu Mobile Inc.
GLUU
– –
-15,539
SYG
144
DELISTED
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
– –
-5,669
VER
145
DELISTED
VEREIT, Inc.
VER
– –
-37,175
MNK
146
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-83,245
CHK
147
DELISTED
Chesapeake Energy Corporation
CHK
– –
-91
AGN
148
DELISTED
Allergan plc
AGN
– –
-1,073
RTN
149
DELISTED
Raytheon Company
RTN
– –
-4,232
APU
150
DELISTED
AmeriGas Partners, L.P.
APU
– –
-8,930
4 5
6
7 8