National Planning Corporation’s BlackRock Enhanced Captial and Income Fund CII Stock Holding History

National Planning Corporation’s Portfolio CII Stock Details CII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-21,555	Closed	-$336K	–	128
2017 Q3	$336K	Buy	21,555 +532	+3%	+$8.09K	0.03%	488
2017 Q2	$316K	Buy	21,023 +53	+0.3%	+$780	0.02%	541
2017 Q1	$299K	Buy	20,970 +922	+5%	+$13K	0.02%	517
2016 Q4	$278K	Buy	20,048 +42	+0.2%	+$560	0.02%	521
2016 Q3	$258K	Buy	20,006 +2,677	+15%	+$37K	0.02%	523
2016 Q2	$239K	Sell	17,329 -747	-4%	-$10.1K	0.02%	554
2016 Q1	$243K	Sell	18,076 -11,908	-40%	-$154K	0.02%	524
2015 Q4	$378K	Buy	29,984 +12,607	+73%	+$179K	0.03%	479
2015 Q3	$252K	Buy	+17,377	New	+$249K	0.02%	502
2015 Q1	–	Sell	-10,455	Closed	-$147K	–	876
2014 Q4	$147K	Buy	+10,455	New	+$153K	0.01%	777

Other funds holding CII

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RAG

Roof Advisory Group Harrisburg, Pennsylvania $172M AUM 5.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's CII Position: Q4 2017 in Review

National Planning Corporation sold out of BlackRock Enhanced Captial and Income Fund (CII) in Q4 2017, closing a stake of 21,555 shares — an estimated $336K sold.

National Planning Corporation first reported a position in CII in Q4 2014 and held it in 10 quarters. The position peaked at $378K in Q4 2015. 73 funds tracked by Wall St. Rank hold CII as of Q4 2017.

National Planning Corporation reported no remaining BlackRock Enhanced Captial and Income Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 21,555 BlackRock Enhanced Captial and Income Fund shares in Q4 2017, an estimated $336K.
National Planning Corporation first reported a position in BlackRock Enhanced Captial and Income Fund in Q4 2014 and held it in 10 quarters.
National Planning Corporation's BlackRock Enhanced Captial and Income Fund position peaked at $378K in Q4 2015.
73 funds tracked by Wall St. Rank held BlackRock Enhanced Captial and Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.