NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Quarter Est. Return
1 Year Est. Return
+14.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
687
New
Increased
Reduced
Closed

Top Buys

1
+$29.2K
2
+$12.5K
3
+$10.6K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.76K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
+$48M
2
+$33.4M
3
+$25.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$25.3M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.3M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
– –
-32,765
XLY icon
102
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$24.5B
– –
-31,610
XMLV icon
103
Invesco S&P MidCap Low Volatility ETF
XMLV
$776M
– –
-120,377
XOM icon
104
Exxon Mobil
XOM
$545B
– –
-91,742
XSLV icon
105
Invesco S&P SmallCap Low Volatility ETF
XSLV
$241M
– –
-59,115
ZTR
106
Virtus Total Return Fund
ZTR
$315M
– –
-13,203
FLG
107
Flagstar Bank National Association
FLG
$5.4B
– –
-5,584
HYB
108
DELISTED
New America High Income Fund, Inc.
HYB
– –
-12,185
PMD
109
DELISTED
Psychemedics Corporation
PMD
– –
-25,065
MRO
110
DELISTED
Marathon Oil Corporation
MRO
– –
-13,952
VGR
111
DELISTED
Vector Group Ltd.
VGR
– –
-77,423
ASXC
112
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-12,250
TRVN
113
DELISTED
Trevena, Inc.
TRVN
– –
-34
HTY
114
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-15,095
SGEN
115
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-94,430
PACW
116
DELISTED
PacWest Bancorp
PACW
– –
-3,970
ICPT
117
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-63,100
JPS
118
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-129,880
RAD
119
DELISTED
Rite Aid Corporation
RAD
– –
-6,011
MMP
120
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-7,244
NYMX
121
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-11,000
NH
122
DELISTED
NantHealth, Inc
NH
– –
-8,452
CLR
123
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-10,360
CTT
124
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-16,043
ATHX
125
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-400
3 4
5
6 7