NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Quarter Est. Return
1 Year Est. Return
+14.28%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
687
New
Increased
Reduced
Closed

Top Buys

1
+$29.2K
2
+$12.5K
3
+$10.6K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.76K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
+$48M
2
+$33.4M
3
+$25.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$25.3M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.3M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
101
Industrial Select Sector SPDR Fund
XLI
$23.9B
– –
-16,694
XLK icon
102
Technology Select Sector SPDR Fund
XLK
$93.6B
– –
-57,170
XLP icon
103
Consumers Staples Select Sector SPDR Fund
XLP
$15.3B
– –
-30,679
XLU icon
104
Utilities Select Sector SPDR Fund
XLU
$21.9B
– –
-40,739
XLV icon
105
Health Care Select Sector SPDR Fund
XLV
$40.3B
– –
-32,765
XLY icon
106
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.3B
– –
-15,805
XMLV icon
107
Invesco S&P MidCap Low Volatility ETF
XMLV
$764M
– –
-120,377
XOM icon
108
Exxon Mobil
XOM
$492B
– –
-91,742
XSLV icon
109
Invesco S&P SmallCap Low Volatility ETF
XSLV
$238M
– –
-59,115
ZTR
110
Virtus Total Return Fund
ZTR
$364M
– –
-13,203
FLG
111
Flagstar Bank National Association
FLG
$5.16B
– –
-5,584
HYB
112
DELISTED
New America High Income Fund, Inc.
HYB
– –
-12,185
PMD
113
DELISTED
Psychemedics Corporation
PMD
– –
-25,065
MRO
114
DELISTED
Marathon Oil Corporation
MRO
– –
-13,952
VGR
115
DELISTED
Vector Group Ltd.
VGR
– –
-77,423
ASXC
116
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-12,250
TRVN
117
DELISTED
Trevena, Inc.
TRVN
– –
-34
HTY
118
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-15,095
SGEN
119
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-94,430
PACW
120
DELISTED
PacWest Bancorp
PACW
– –
-3,970
ICPT
121
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-63,100
JPS
122
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-129,880
RAD
123
DELISTED
Rite Aid Corporation
RAD
– –
-6,011
MMP
124
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-7,244
NYMX
125
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-11,000
3 4
5
6 7