National Planning Corporation’s VictoryShares US 500 Enhanced Volatility Wtd ETF CFO Stock Holding History

National Planning Corporation’s Portfolio CFO Stock Details CFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,054	Closed	-$322K	–	122
2017 Q3	$322K	Sell	7,054 -385	-5%	-$17.1K	0.03%	511
2017 Q2	$328K	Sell	7,439 -6,866	-48%	-$297K	0.02%	525
2017 Q1	$606K	Buy	14,305 +118	+0.8%	+$4.95K	0.05%	334
2016 Q4	$583K	Sell	14,187 -286	-2%	-$11.2K	0.05%	335
2016 Q3	$550K	Sell	14,473 -894	-6%	-$34.4K	0.04%	343
2016 Q2	$587K	Sell	15,367 -1,254	-8%	-$46.4K	0.05%	341
2016 Q1	$608K	Sell	16,621 -4,907	-23%	-$169K	0.05%	321
2015 Q4	$712K	Buy	+21,528	New	+$779K	0.06%	321
2015 Q3	–	Sell	-626,414	Closed	-$23.4M	–	628
2015 Q2	$23.4M	Buy	626,414 +192,648	+44%	+$7.2M	2.1%	3
2015 Q1	$16M	Buy	433,766 +27,593	+7%	+$1.01M	1.43%	16
2014 Q4	$14.5M	Buy	406,173 +4,383	+1%	+$155K	1.03%	17
2014 Q3	$13.8M	Buy	+401,790	New	+$14M	1.05%	16

Other funds holding CFO

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

AIM

Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return

National Planning Corporation's CFO Position: Q4 2017 in Review

National Planning Corporation sold out of VictoryShares US 500 Enhanced Volatility Wtd ETF (CFO) in Q4 2017, closing a stake of 7,054 shares — an estimated $322K sold.

National Planning Corporation first reported a position in CFO in Q3 2014 and held it in 12 quarters. The position peaked at $23.4M in Q2 2015. 39 funds tracked by Wall St. Rank hold CFO as of Q4 2017.

National Planning Corporation reported no remaining VictoryShares US 500 Enhanced Volatility Wtd ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 7,054 VictoryShares US 500 Enhanced Volatility Wtd ETF shares in Q4 2017, an estimated $322K.
National Planning Corporation first reported a position in VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2014 and held it in 12 quarters.
National Planning Corporation's VictoryShares US 500 Enhanced Volatility Wtd ETF position peaked at $23.4M in Q2 2015.
39 funds tracked by Wall St. Rank held VictoryShares US 500 Enhanced Volatility Wtd ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.