National Planning Corporation’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

National Planning Corporation’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,221	Closed	-$276K	–	120
2017 Q3	$276K	Sell	6,221 -367	-6%	-$16K	0.02%	544
2017 Q2	$286K	Sell	6,588 -5,805	-47%	-$250K	0.02%	569
2017 Q1	$529K	Hold	12,393	–	–	0.04%	367
2016 Q4	$514K	Sell	12,393 -475	-4%	-$19.1K	0.04%	360
2016 Q3	$502K	Buy	12,868 +2,389	+23%	+$94.4K	0.04%	361
2016 Q2	$411K	Hold	10,479	–	–	0.03%	418
2016 Q1	$391K	Sell	10,479 -5,483	-34%	-$194K	0.03%	414
2015 Q4	$554K	Buy	+15,962	New	+$573K	0.05%	379
2015 Q3	–	Sell	-374,624	Closed	-$13.6M	–	627
2015 Q2	$13.6M	Sell	374,624 -155,130	-29%	-$5.65M	1.22%	17
2015 Q1	$19.3M	Buy	529,754 +402,320	+316%	+$14.7M	1.72%	10
2014 Q4	$4.64M	Buy	127,434 +1,827	+1%	+$65.3K	0.33%	55
2014 Q3	$4.35M	Buy	+125,607	New	+$4.36M	0.33%	63

Other funds holding CDC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $20.5B AUM 24.45% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

National Planning Corporation's CDC Position: Q4 2017 in Review

National Planning Corporation sold out of VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) in Q4 2017, closing a stake of 6,221 shares — an estimated $276K sold.

National Planning Corporation first reported a position in CDC in Q3 2014 and held it in 12 quarters. The position peaked at $19.3M in Q1 2015. 37 funds tracked by Wall St. Rank hold CDC as of Q4 2017.

National Planning Corporation reported no remaining VictoryShares US EQ Income Enhanced Volatility Wtd ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 6,221 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q4 2017, an estimated $276K.
National Planning Corporation first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q3 2014 and held it in 12 quarters.
National Planning Corporation's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $19.3M in Q1 2015.
37 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.