National Planning Corporation’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,221	Closed	-$276K	–	120
2017 Q3	$276K	Sell	6,221 -367	-6%	-$16K	0.02%	544
2017 Q2	$286K	Sell	6,588 -5,805	-47%	-$250K	0.02%	569
2017 Q1	$529K	Hold	12,393	–	–	0.04%	367
2016 Q4	$514K	Sell	12,393 -475	-4%	-$19.1K	0.04%	360
2016 Q3	$502K	Buy	12,868 +2,389	+23%	+$94.4K	0.04%	361
2016 Q2	$411K	Hold	10,479	–	–	0.03%	418
2016 Q1	$391K	Sell	10,479 -5,483	-34%	-$194K	0.03%	414
2015 Q4	$554K	Buy	+15,962	New	+$573K	0.05%	379
2015 Q3	–	Sell	-374,624	Closed	-$13.6M	–	627
2015 Q2	$13.6M	Sell	374,624 -155,130	-29%	-$5.65M	1.22%	17
2015 Q1	$19.3M	Buy	529,754 +402,320	+316%	+$14.7M	1.72%	10
2014 Q4	$4.64M	Buy	127,434 +1,827	+1%	+$65.3K	0.33%	55
2014 Q3	$4.35M	Buy	+125,607	New	+$4.36M	0.33%	63