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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBI icon
476
Pitney Bowes
PBI
$2.33B
$345K 0.03%
14,718
-10,705
-42% -$230K
BCF
477
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$345K 0.03%
39,750
+1,880
+5% +$16.6K
PSA icon
478
Public Storage
PSA
$60.8B
$344K 0.03%
2,289
-141
-6% -$22.5K
AEE icon
479
Ameren
AEE
$29.6B
$343K 0.03%
9,464
-374
-4% -$13.4K
GLW icon
480
Corning
GLW
$136B
$343K 0.03%
19,041
+1,041
+6% +$17.1K
OCSL icon
481
Oaktree Specialty Lending
OCSL
$1.12B
$341K 0.03%
12,296
+1,084
+10% +$32.1K
DHS icon
482
WisdomTree US High Dividend Fund
DHS
$1.57B
$340K 0.03%
6,139
+57
+0.9% +$3.08K
SNY icon
483
Sanofi
SNY
$104B
$340K 0.03%
+6,315
New +$326K
IVOO icon
484
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.91B
$339K 0.03%
7,574
+2,494
+49% +$109K
LGF
485
DELISTED
Lions Gate Entertainment
LGF
$338K 0.03%
+10,686
New +$353K
IWY icon
486
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$336K 0.03%
7,414
+187
+3% +$8.05K
MDU icon
487
MDU Resources
MDU
$4.29B
$336K 0.03%
29,023
-5,486
-16% -$61.8K
EXG icon
488
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$333K 0.03%
32,906
+5,050
+18% +$49.6K
GLQ
489
Clough Global Equity Fund
GLQ
$157M
$332K 0.03%
21,100
+7,000
+50% +$106K
RPM icon
490
RPM International
RPM
$14.8B
$332K 0.03%
7,973
-70
-0.9% -$2.73K
IGE icon
491
iShares North American Natural Resources ETF
IGE
$778M
$331K 0.03%
+7,671
New +$327K
TRV icon
492
Travelers Companies
TRV
$78.3B
$331K 0.03%
3,656
+424
+13% +$37.1K
JSN
493
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$330K 0.03%
26,045
+125
+0.5% +$1.54K
FGD icon
494
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$327K 0.03%
12,064
-1,168
-9% -$31.1K
CBI
495
DELISTED
Chicago Bridge & Iron Nv
CBI
$325K 0.03%
3,961
+141
+4% +$10.7K
TEX icon
496
Terex
TEX
$7.58B
$324K 0.03%
7,809
-2,300
-23% -$83.4K
CLM icon
497
Cornerstone Strategic Value Fund
CLM
$2.24B
$323K 0.03%
+12,527
New +$341K
RESP
498
DELISTED
WisdomTree U.S. ESG Fund
RESP
$323K 0.03%
14,559
-150
-1% -$3.19K
IDU icon
499
iShares US Utilities ETF
IDU
$1.35B
$321K 0.03%
6,728
+1,696
+34% +$81.5K
PIO icon
500
Invesco Global Water ETF
PIO
$280M
$320K 0.03%
13,862
-2,507
-15% -$54.7K
18 19
20
21 22

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.