National Planning Corporation’s WisdomTree U.S. ESG Fund RESP Stock Holding History

National Planning Corporation’s Portfolio RESP Stock Details RESP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-7,950	Closed	-$192K	–	2148
2014 Q4	$192K	Buy	+7,950	New	+$191K	0.01%	681
2014 Q3	–	Sell	-10,863	Closed	-$256K	–	797
2014 Q2	$256K	Hold	10,863	–	–	0.02%	606
2014 Q1	$247K	Sell	10,863 -3,696	-25%	-$81.6K	0.02%	583
2013 Q4	$323K	Sell	14,559 -150	-1%	-$3.19K	0.03%	498
2013 Q3	$297K	Buy	+14,709	New	+$296K	0.03%	494

Other funds holding RESP

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

IAA

Ironsides Asset Advisors Rocky Mount, North Carolina $399M AUM 13.99% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

National Planning Corporation's RESP Position: Q1 2015 in Review

National Planning Corporation sold out of WisdomTree U.S. ESG Fund (RESP) in Q1 2015, closing a stake of 7,950 shares — an estimated $192K sold.

National Planning Corporation first reported a position in RESP in Q3 2013 and held it in 5 quarters. The position peaked at $323K in Q4 2013. 23 funds tracked by Wall St. Rank hold RESP as of Q1 2015.

National Planning Corporation reported no remaining WisdomTree U.S. ESG Fund position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 7,950 WisdomTree U.S. ESG Fund shares in Q1 2015, an estimated $192K.
National Planning Corporation first reported a position in WisdomTree U.S. ESG Fund in Q3 2013 and held it in 5 quarters.
National Planning Corporation's WisdomTree U.S. ESG Fund position peaked at $323K in Q4 2013.
23 funds tracked by Wall St. Rank held WisdomTree U.S. ESG Fund as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.