National Planning Corporation’s Oaktree Specialty Lending OCSL Stock Holding History

National Planning Corporation’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-3,866	Closed	-$92.4K	–	1590
2014 Q4	$92.4K	Sell	3,866 -1,264	-25%	-$32.7K	0.01%	965
2014 Q3	$142K	Sell	5,130 -9,191	-64%	-$268K	0.01%	697
2014 Q2	$422K	Buy	14,321 +1,192	+9%	+$33.6K	0.03%	455
2014 Q1	$377K	Buy	13,129 +833	+7%	+$23.7K	0.03%	470
2013 Q4	$341K	Buy	12,296 +1,084	+10%	+$32.1K	0.03%	481
2013 Q3	$339K	Sell	11,212 -167	-1%	-$5.3K	0.03%	457
2013 Q2	$355K	Buy	+11,379	New	+$363K	0.04%	348

Other funds holding OCSL

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

National Planning Corporation's OCSL Position: Q1 2015 in Review

National Planning Corporation sold out of Oaktree Specialty Lending (OCSL) in Q1 2015, closing a stake of 3,866 shares — an estimated $92.4K sold.

National Planning Corporation first reported a position in OCSL in Q2 2013 and held it in 7 quarters. The position peaked at $422K in Q2 2014. 145 funds tracked by Wall St. Rank hold OCSL as of Q1 2015.

National Planning Corporation reported no remaining Oaktree Specialty Lending position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 3,866 Oaktree Specialty Lending shares in Q1 2015, an estimated $92.4K.
National Planning Corporation first reported a position in Oaktree Specialty Lending in Q2 2013 and held it in 7 quarters.
National Planning Corporation's Oaktree Specialty Lending position peaked at $422K in Q2 2014.
145 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.