NPC
TUZ

National Planning Corporation’s PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ Stock Holding History

National Planning Corporation’s Portfolio TUZ Stock Details TUZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-6,926
Closed -$352K – 735
2013
Q3 		$352K Buy
6,926
+551
+9% +$28K 0.03% 442
2013
Q2 		$324K Buy
+6,375
New +$324K 0.04% 374

Other funds holding TUZ

EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
FIM
Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

National Planning Corporation's TUZ Position: Q4 2013 in Review

National Planning Corporation sold out of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) in Q4 2013, closing a stake of 6,926 shares — an estimated $352K sold.

National Planning Corporation first reported a position in TUZ in Q2 2013 and held it in 2 quarters. The position peaked at $352K in Q3 2013. 25 funds tracked by Wall St. Rank hold TUZ as of Q4 2013.

  • National Planning Corporation reported no remaining PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position as of Q4 2013 after selling out during the quarter.
  • National Planning Corporation sold 6,926 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund shares in Q4 2013, an estimated $352K.
  • National Planning Corporation first reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in Q2 2013 and held it in 2 quarters.
  • National Planning Corporation's PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position peaked at $352K in Q3 2013.
  • 25 funds tracked by Wall St. Rank held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund as of Q4 2013.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.