Mendon Capital Advisors’s Capital One COF Stock Holding History

Mendon Capital Advisors’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-66,000	Closed	-$6.27M	–	100
2018 Q3	$6.27M	Hold	66,000	–	–	0.55%	65
2018 Q2	$6.07M	Buy	66,000 +37,000	+128%	+$3.5M	0.51%	63
2018 Q1	$2.78M	Buy	+29,000	New	+$2.89M	0.25%	82
2017 Q4	–	Sell	-128,000	Closed	-$10.8M	–	109
2017 Q3	$10.8M	Buy	128,000 +40,000	+45%	+$3.3M	0.91%	34
2017 Q2	$7.27M	Sell	88,000 -62,000	-41%	-$5.04M	0.58%	57
2017 Q1	$13M	Sell	150,000 -75,000	-33%	-$6.68M	1.04%	32
2016 Q4	$19.6M	Buy	225,000 +75,000	+50%	+$6.05M	2.02%	10
2016 Q3	$10.8M	Buy	+150,000	New	+$10.3M	1.23%	25
2016 Q2	–	Sell	-225,000	Closed	-$15.6M	–	110
2016 Q1	$15.6M	Buy	+225,000	New	+$14.9M	1.98%	8

Other funds holding COF

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $23.3B AUM 26.95% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Mendon Capital Advisors's COF Position: Q3 2013 in Review

Mendon Capital Advisors sold out of Capital One (COF) in Q3 2013, closing a stake of 50,000 shares — an estimated $3.14M sold.

Mendon Capital Advisors first reported a position in COF in Q2 2013 and held it in 1 quarter. The position peaked at $3.14M in Q2 2013. 679 funds tracked by Wall St. Rank hold COF as of Q3 2013.

Mendon Capital Advisors reported no remaining Capital One position as of Q3 2013 after selling out during the quarter.
Mendon Capital Advisors sold 50,000 Capital One shares in Q3 2013, an estimated $3.14M.
Mendon Capital Advisors first reported a position in Capital One in Q2 2013 and held it in 1 quarter.
Mendon Capital Advisors's Capital One position peaked at $3.14M in Q2 2013.
679 funds tracked by Wall St. Rank held Capital One as of Q3 2013.

Based on Mendon Capital Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.