MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
+1.49%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$452M
AUM Growth
-$155M
Cap. Flow
-$261M
Cap. Flow %
-57.7%
Top 10 Hldgs %
41.88%
Holding
327
New
62
Increased
52
Reduced
43
Closed
87

Top Buys

1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$8.95M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$7.1M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$6.55M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.27M
5
VVR icon
Invesco Senior Income Trust
VVR
$4.77M

Top Sells

1
RIG icon
Transocean
RIG
$98.5M
2
NOV icon
NOV
NOV
$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
$18.4M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$18.3M

Sector Composition

1 Technology 4.24%
2 Healthcare 3.84%
3 Industrials 2.83%
4 Financials 1.4%
5 Consumer Staples 1.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IRWD icon
151
Ironwood Pharmaceuticals
IRWD
$201M
$274K 0.06%
+26,507
New +$274K
NPT
152
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$270K 0.06%
21,750
– –
NQI
153
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$266K 0.06%
20,838
-16,539
-44% -$211K
HCA icon
154
HCA Healthcare
HCA
$95.4B
$263K 0.06%
+5,000
New +$263K
MIE
155
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$263K 0.06%
14,700
+4,600
+46% +$82.3K
MQT icon
156
BlackRock MuniYield Quality Fund II
MQT
$214M
$252K 0.06%
20,172
-368
-2% -$4.6K
FGB
157
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$250K 0.05%
32,500
+10,502
+48% +$80.8K
NPSP
158
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$245K 0.05%
+8,200
New +$245K
DSM
159
BNY Mellon Strategic Municipal Bond Fund
DSM
$280M
$233K 0.05%
29,875
-63,745
-68% -$497K
SHPG
160
DELISTED
Shire pic
SHPG
$223K 0.05%
+1,500
New +$223K
MVF icon
161
BlackRock MuniVest Fund
MVF
$371M
$189K 0.04%
19,854
-36,385
-65% -$346K
MYI icon
162
BlackRock MuniYield Quality Fund III
MYI
$702M
$182K 0.04%
13,418
-58,600
-81% -$795K
IQI icon
163
Invesco Quality Municipal Securities
IQI
$501M
$179K 0.04%
15,184
+1,770
+13% +$20.9K
NMA
164
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$173K 0.04%
13,304
-76,956
-85% -$1M
MUJ icon
165
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$587M
$152K 0.03%
11,020
– –
NID
166
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$142K 0.03%
+11,914
New +$142K
OPK icon
167
Opko Health
OPK
$1.1B
$140K 0.03%
+15,000
New +$140K
RITM icon
168
Rithm Capital
RITM
$6.55B
$129K 0.03%
9,950
+2,450
+33% +$31.8K
NZH
169
DELISTED
Nuveen Calif Div
NZH
$128K 0.03%
10,495
-23,377
-69% -$285K
MRF
170
DELISTED
AMERICAN INCOME FUND
MRF
$92K 0.02%
12,157
-800
-6% -$6.05K
GST
171
DELISTED
Gastar Exploration Inc.
GST
$80K 0.02%
+14,593
New +$80K
BEAV
172
DELISTED
B/E Aerospace Inc
BEAV
– –
0
– –
STJ
173
DELISTED
St Jude Medical
STJ
– –
0
– –
NPI
174
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-57,695
Closed -$711K
EMC
175
DELISTED
EMC CORPORATION
EMC
– –
-24,000
Closed -$604K
5 6
7
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