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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIT icon
151
Wipro
WIT
$19.6B
$283K 0.06%
112,587
– –
NXZ
152
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$283K 0.06%
20,954
– –
IRWD icon
153
Ironwood Pharmaceuticals
IRWD
$696M
$274K 0.06%
+26,507
New +$298K
NPT
154
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$270K 0.06%
21,750
– –
NQI
155
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$266K 0.06%
20,838
-16,539
-44% -$209K
HCA icon
156
HCA Healthcare
HCA
$87.2B
$263K 0.06%
+5,000
New +$249K
MIE
157
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$263K 0.06%
14,700
+4,600
+46% +$82.2K
SPY icon
158
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$257K 0.06%
50,000
-125,000
-71% -$22.9M
MQT
159
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$252K 0.06%
20,172
-368
-2% -$4.54K
FGB
160
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$250K 0.05%
32,500
+10,502
+48% +$83K
NPSP
161
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$245K 0.05%
+8,200
New +$283K
TPR icon
162
CALL
Tapestry
TPR
$30.8B
$243K 0.05%
60,000
+40,000
+200% +$1.99M
DSM
163
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$233K 0.05%
29,875
-63,745
-68% -$495K
XLF icon
164
CALL
State Street Financial Select Sector SPDR ETF
XLF
$57.6B
$228K 0.05%
246,625
-280,800
-53% -$5.36M
SHPG
165
DELISTED
Shire pic
SHPG
$223K 0.05%
+1,500
New +$231K
MVF
166
DELISTED
BlackRock MuniVest Fund
MVF
$189K 0.04%
19,854
-36,385
-65% -$343K
MYI icon
167
BlackRock MuniYield Quality Fund III
MYI
$709M
$182K 0.04%
13,418
-58,600
-81% -$775K
IQI icon
168
Invesco Quality Municipal Securities
IQI
$522M
$179K 0.04%
15,184
+1,770
+13% +$20.7K
NMA
169
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$173K 0.04%
13,304
-76,956
-85% -$986K
SPY icon
170
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$167K 0.04%
260,000
-524,900
-67% -$96.3M
MUJ icon
171
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$152K 0.03%
11,020
– –
NID
172
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$142K 0.03%
+11,914
New +$141K
OPK icon
173
Opko Health
OPK
$985M
$140K 0.03%
+15,000
New +$131K
RITM icon
174
Rithm Capital
RITM
$5.52B
$129K 0.03%
9,950
+2,450
+33% +$31.6K
NZH
175
DELISTED
Nuveen Calif Div
NZH
$128K 0.03%
10,495
-23,377
-69% -$280K
5 6
7
8 9

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.