Mariner Investment Group’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

Mariner Investment Group’s Portfolio XLF Stock Details XLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-113,915	Closed	-$12K	–	289
2014 Q2	$12K	Sell	113,915 -132,710	-54%	-$2.59M	﹤0.01%	232
2014 Q1	$228K	Sell	246,625 -280,800	-53%	-$5.36M	0.05%	164
2013 Q4	$697K	Buy	527,425 +264,852	+101%	+$4.87M	0.1%	146
2013 Q3	$313K	Buy	262,573 +2,848	+1%	+$50.5K	0.08%	126
2013 Q2	$305K	Buy	+259,725	New	+$4.36M	0.13%	100

Other funds holding XLF

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

Mariner Investment Group's XLF Position: Q1 2014 in Review

Mariner Investment Group sold out of State Street Financial Select Sector SPDR ETF (XLF) in Q1 2014, closing a stake of 46,477 shares — an estimated $887K sold.

Mariner Investment Group first reported a position in XLF in Q3 2013 and held it in 2 quarters. The position peaked at $1.31M in Q3 2013. 540 funds tracked by Wall St. Rank hold XLF as of Q1 2014.

Mariner Investment Group reported no remaining State Street Financial Select Sector SPDR ETF position as of Q1 2014 after selling out during the quarter.
Mariner Investment Group sold 46,477 State Street Financial Select Sector SPDR ETF shares in Q1 2014, an estimated $887K.
Mariner Investment Group first reported a position in State Street Financial Select Sector SPDR ETF in Q3 2013 and held it in 2 quarters.
Mariner Investment Group's State Street Financial Select Sector SPDR ETF position peaked at $1.31M in Q3 2013.
540 funds tracked by Wall St. Rank held State Street Financial Select Sector SPDR ETF as of Q1 2014.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.