MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
+4%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$512M
AUM Growth
+$512M
Cap. Flow
+$44.6M
Cap. Flow %
8.71%
Top 10 Hldgs %
38.63%
Holding
291
New
66
Increased
69
Reduced
43
Closed
39

Top Buys

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$11.4M
2
RFI
Cohen & Steers Total Return Realty Fund
RFI
$5.68M
3
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.97M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
$4.4M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$4.29M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$23.7M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.31M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.27M
4
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$5.96M
5
UMC icon
United Microelectronic
UMC
$5.02M

Sector Composition

1 Healthcare 8.5%
2 Technology 3.43%
3 Industrials 2.5%
4 Financials 1.26%
5 Real Estate 1.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMO icon
76
Invesco Municipal Opportunity Trust
VMO
$619M
$1.64M 0.32%
130,285
-29,156
-18% -$367K
TLI
77
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.63M 0.31%
135,452
+13,809
+11% +$166K
AEGR
78
DELISTED
Aegerion Pharmaceuticals, Inc.
AEGR
$1.61M 0.31%
+50,000
New +$1.61M
CEF icon
79
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$1.58M 0.3%
108,352
-70,800
-40% -$1.03M
IMGN
80
DELISTED
Immunogen Inc
IMGN
$1.55M 0.3%
130,800
+94,000
+255% +$1.11M
MEN
81
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$1.53M 0.3%
137,159
-96,831
-41% -$1.08M
ALKS icon
82
Alkermes
ALKS
$4.95B
$1.53M 0.3%
+30,400
New +$1.53M
INCY icon
83
Incyte
INCY
$17B
$1.52M 0.29%
27,000
+16,000
+145% +$903K
MYD icon
84
BlackRock MuniYield Fund
MYD
$461M
$1.5M 0.29%
104,141
-71,800
-41% -$1.03M
EXD
85
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.5M 0.29%
107,780
-49,297
-31% -$684K
FSD
86
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.47M 0.28%
81,100
– –
MFL
87
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$1.45M 0.28%
104,375
-52,640
-34% -$731K
BSP
88
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$1.44M 0.28%
+163,500
New +$1.44M
QQQ icon
89
Invesco QQQ Trust
QQQ
$364B
$1.41M 0.27%
15,000
– –
NPP
90
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.37M 0.26%
93,518
+12,900
+16% +$189K
BYM icon
91
BlackRock Municipal Income Quality Trust
BYM
$274M
$1.36M 0.26%
96,545
-33,455
-26% -$472K
ZTR
92
Virtus Total Return Fund
ZTR
$347M
$1.36M 0.26%
+94,531
New +$1.36M
PGZ
93
Principal Real Estate Income Fund
PGZ
$70.2M
$1.36M 0.26%
71,229
-32,400
-31% -$618K
VTRS icon
94
Viatris
VTRS
$12.3B
$1.34M 0.26%
26,000
+20,000
+333% +$1.03M
GM.WS.A
95
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.33M 0.26%
+50,000
New +$1.33M
BMRN icon
96
BioMarin Pharmaceuticals
BMRN
$11.3B
$1.32M 0.25%
21,150
+13,000
+160% +$809K
TWN
97
Taiwan Fund
TWN
$326M
$1.27M 0.24%
+61,797
New +$1.27M
BIIB icon
98
Biogen
BIIB
$20.8B
$1.26M 0.24%
+4,000
New +$1.26M
JDD
99
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.25M 0.24%
+102,280
New +$1.25M
INFI
100
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$1.22M 0.24%
96,000
+15,000
+19% +$191K
2 3
4
5 6