MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
+4%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$512M
AUM Growth
+$512M
Cap. Flow
+$44.6M
Cap. Flow %
8.71%
Top 10 Hldgs %
38.63%
Holding
291
New
66
Increased
69
Reduced
43
Closed
39

Top Buys

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$11.4M
2
RFI
Cohen & Steers Total Return Realty Fund
RFI
$5.68M
3
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.97M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
$4.4M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$4.29M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$23.7M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.31M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.27M
4
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$5.96M
5
UMC icon
United Microelectronic
UMC
$5.02M

Sector Composition

1 Healthcare 8.5%
2 Technology 3.43%
3 Industrials 2.5%
4 Financials 1.26%
5 Real Estate 1.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AIF
51
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.74M 0.53%
149,220
+42,176
+39% +$774K
CTRX
52
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$2.73M 0.53%
61,847
+36,800
+147% +$1.62M
KIO
53
KKR Income Opportunities Fund
KIO
$512M
$2.7M 0.52%
144,482
+1,251
+0.9% +$23.3K
WWAV
54
DELISTED
The WhiteWave Foods Company
WWAV
$2.54M 0.49%
78,507
-77,416
-50% -$2.51M
NPSP
55
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$2.53M 0.49%
76,500
+68,300
+833% +$2.26M
PCYC
56
DELISTED
PHARMACYCLICS INC
PCYC
$2.52M 0.49%
28,100
+17,100
+155% +$1.53M
QCOR
57
DELISTED
QUESTCOR PHARMA INC
QCOR
$2.51M 0.48%
27,100
+3,100
+13% +$287K
JHP
58
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.33M 0.45%
+267,972
New +$2.33M
SEVN
59
Seven Hills Realty Trust
SEVN
$159M
$2.32M 0.45%
117,802
+73,799
+168% +$1.45M
ARIA
60
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$2.16M 0.42%
339,600
+255,000
+301% +$1.62M
JGT
61
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$2.15M 0.42%
+191,640
New +$2.15M
ALXN
62
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$2.15M 0.42%
13,772
+11,000
+397% +$1.72M
EFR
63
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$2.15M 0.42%
144,626
– –
REMY
64
DELISTED
REMY INTL INC NEW COMMON
REMY
$2.13M 0.41%
91,012
-4,593
-5% -$107K
HYT icon
65
BlackRock Corporate High Yield Fund
HYT
$1.46B
$2.08M 0.4%
+169,000
New +$2.08M
XLE icon
66
Energy Select Sector SPDR Fund
XLE
$27.1B
$2.01M 0.39%
20,111
– –
NMO
67
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$1.97M 0.38%
147,297
+30,738
+26% +$410K
AFT
68
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.88M 0.36%
103,851
-611
-0.6% -$11K
RIT
69
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$1.8M 0.35%
156,407
+36,307
+30% +$418K
FRA icon
70
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
$1.79M 0.35%
122,351
– –
MDVN
71
DELISTED
MEDIVATION, INC.
MDVN
$1.79M 0.35%
23,200
+3,200
+16% +$247K
ACP
72
abrdn Income Credit Strategies Fund
ACP
$739M
$1.77M 0.34%
98,506
+50,749
+106% +$912K
NQU
73
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.72M 0.33%
125,418
– –
VIA
74
DELISTED
Viacom Inc. Class A
VIA
$1.7M 0.33%
19,600
-100
-0.5% -$8.67K
KTF
75
DWS Municipal Income Trust
KTF
$344M
$1.67M 0.32%
122,574
-33,636
-22% -$459K
1 2
3
4 5