Mariner Investment Group’s NUVEEN QUALITY PREFERRED INCOME FUND 3 JHP Stock Holding History

Mariner Investment Group’s Portfolio JHP Stock Details JHP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,870	Closed	-$135K	–	238
2015 Q4	$135K	Buy	+15,870	New	+$134K	0.03%	176
2014 Q4	–	Sell	-209,000	Closed	-$1.75M	–	337
2014 Q3	$1.75M	Sell	209,000 -58,972	-22%	-$501K	0.36%	70
2014 Q2	$2.33M	Buy	+267,972	New	+$2.29M	0.45%	58

Other funds holding JHP

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Mariner Investment Group's JHP Position: Q1 2016 in Review

Mariner Investment Group sold out of NUVEEN QUALITY PREFERRED INCOME FUND 3 (JHP) in Q1 2016, closing a stake of 15,870 shares — an estimated $135K sold.

Mariner Investment Group first reported a position in JHP in Q2 2014 and held it in 3 quarters. The position peaked at $2.33M in Q2 2014. 43 funds tracked by Wall St. Rank hold JHP as of Q1 2016.

Mariner Investment Group reported no remaining NUVEEN QUALITY PREFERRED INCOME FUND 3 position as of Q1 2016 after selling out during the quarter.
Mariner Investment Group sold 15,870 NUVEEN QUALITY PREFERRED INCOME FUND 3 shares in Q1 2016, an estimated $135K.
Mariner Investment Group first reported a position in NUVEEN QUALITY PREFERRED INCOME FUND 3 in Q2 2014 and held it in 3 quarters.
Mariner Investment Group's NUVEEN QUALITY PREFERRED INCOME FUND 3 position peaked at $2.33M in Q2 2014.
43 funds tracked by Wall St. Rank held NUVEEN QUALITY PREFERRED INCOME FUND 3 as of Q1 2016.

Based on Mariner Investment Group's 13F filing for Q1 2016, filed 3 May 2016.