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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFD
51
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$2.84M 0.43%
+187,205
New +$2.91M
NBIS
52
Nebius Group N.V.
NBIS
$48.3B
$2.83M 0.43%
+65,620
New +$2.55M
GGN
53
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
$2.71M 0.41%
+300,700
New +$2.98M
NOV icon
54
PUT
NOV
NOV
$6.93B
$2.7M 0.41%
890,971
+455,245
+104% +$33.1M
NPM
55
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$2.56M 0.38%
203,915
+101,309
+99% +$1.27M
STEW
56
SRH Total Return Fund
STEW
$1.79B
$2.54M 0.38%
315,993
+21,900
+7% +$172K
VGM icon
57
Invesco Trust Investment Grade Municipals
VGM
$548M
$2.5M 0.38%
+205,159
New +$2.48M
NMO
58
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$2.44M 0.37%
203,669
+13,339
+7% +$159K
VGI
59
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$2.4M 0.36%
+141,733
New +$2.4M
EDU icon
60
New Oriental
EDU
$9.37B
$2.32M 0.35%
+73,614
New +$2.05M
TGT icon
61
Target
TGT
$65.6B
$2.29M 0.34%
36,256
-81,100
-69% -$5.18M
NIO
62
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$2.29M 0.34%
173,482
+92,890
+115% +$1.19M
XLI icon
63
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$2.27M 0.34%
+43,500
New +$2.14M
KIO
64
KKR Income Opportunities Fund
KIO
$451M
$2.19M 0.33%
+121,818
New +$2.16M
DMB
65
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$2.14M 0.32%
+206,630
New +$2.13M
NOC icon
66
Northrop Grumman
NOC
$77.1B
$2.12M 0.32%
+18,469
New +$1.98M
MHD icon
67
BlackRock MuniHoldings Fund
MHD
$598M
$2.11M 0.32%
+145,493
New +$2.16M
FXI icon
68
iShares China Large-Cap ETF
FXI
$4.37B
$2.07M 0.31%
+54,000
New +$2.06M
KTF
69
DWS Municipal Income Trust
KTF
$346M
$2.02M 0.3%
168,461
+56,909
+51% +$679K
ROST icon
70
PUT
Ross Stores
ROST
$80.5B
$1.89M 0.28%
+1,062,200
New +$39.9M
PGZ
71
Principal Real Estate Income Fund
PGZ
$68.4M
$1.89M 0.28%
+110,711
New +$1.92M
NPF
72
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$1.89M 0.28%
152,390
-25,820
-14% -$320K
GGB icon
73
Gerdau
GGB
$9.74B
$1.88M 0.28%
302,400
– –
HPS
74
John Hancock Preferred Income Fund III
HPS
$457M
$1.81M 0.27%
+115,997
New +$1.86M
XLE icon
75
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$1.78M 0.27%
40,222
– –
1 2
3
4 5

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.