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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$89.1M
AUM Growth
+$24.8M
Cap. Flow
+$51.3M
Cap. Flow %
57.53%
Top 10 Hldgs %
42.61%
Holding
93
New
36
Increased
17
Reduced
18
Closed
9

Top Buys

Rank Stock Value
1
HQL
abrdn Life Sciences Investors
HQL
+$1.82M
2
CEFL
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
+$1.66M
3
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$1.38M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$1.33M
5
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$1.26M

Top Sells

Rank Stock Value
1
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$821K
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$554K
3
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$439K
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$434K
5
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$412K

Sector Composition

Rank Sector Weight
1 Financials 1.58%
2 Technology 1.51%
3 Energy 0.96%
4 Real Estate 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYN icon
26
BlackRock MuniYield New York Quality Fund
MYN
$372M
$1.14M 1.28%
87,148
-33,463
-28% -$434K
EFT
27
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$1.13M 1.26%
82,135
+6,448
+9% +$86.1K
EVV
28
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.1M 1.23%
83,000
+13,000
+19% +$167K
GMZ
29
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$941K 1.06%
+22,143
New +$943K
EMO
30
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$925K 1.04%
22,000
+18,000
+450% +$735K
PEO
31
Adams Natural Resources Fund
PEO
$739M
$922K 1.03%
+58,210
New +$890K
EFR
32
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$916K 1.03%
67,579
– –
GDL
33
GDL Fund
GDL
$91.6M
$865K 0.97%
+93,076
New +$857K
PDX
34
PIMCO Dynamic Income Strategy Fund
PDX
$955M
$825K 0.93%
+50,000
New +$821K
RIV
35
RiverNorth Opportunities Fund
RIV
$311M
$824K 0.92%
+50,500
New +$826K
FCT
36
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$782K 0.88%
62,272
+33,308
+115% +$403K
MAV
37
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$757K 0.85%
+70,000
New +$757K
CCIF
38
Carlyle Credit Income Fund
CCIF
$59.4M
$699K 0.78%
+67,174
New +$683K
KYN icon
39
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$697K 0.78%
50,000
+35,000
+233% +$466K
NXG
40
NXG NextGen Infrastructure Income Fund
NXG
$327M
$667K 0.75%
+12,324
New +$644K
OCSL icon
41
Oaktree Specialty Lending
OCSL
$1.02B
$638K 0.72%
+38,970
New +$613K
NDP
42
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$617K 0.69%
+17,801
New +$557K
BFZ
43
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$614K 0.69%
45,255
– –
AFT
44
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$599K 0.67%
+39,546
New +$584K
MVF
45
DELISTED
BlackRock MuniVest Fund
MVF
$596K 0.67%
65,422
+1,700
+3% +$15.4K
FIV
46
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$582K 0.65%
63,311
– –
VTA
47
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$570K 0.64%
50,268
-27,864
-36% -$308K
NMS icon
48
Nuveen Minnesota Quality Municipal Income Fund
NMS
$73.2M
$560K 0.63%
38,323
-3,649
-9% -$51.3K
AMLP icon
49
Alerian MLP ETF
AMLP
$13B
$553K 0.62%
+13,000
New +$546K
GDV icon
50
Gabelli Dividend & Income Trust
GDV
$2.6B
$536K 0.6%
+24,424
New +$512K
1
2
3 4

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CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
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NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
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Mariner Investment Group's Q4 2019 Portfolio in Review

As of Q4 2019, Mariner Investment Group held 93 positions worth $89.1M, up 39% from $64.3M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Mariner Investment Group deployed $51.3M of net new capital in Q4 2019, opening 36 new positions and adding to 17 existing holdings. Its largest new stake was abrdn Life Sciences Investors: 110,993 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, up from 1.2% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was BlackRock MuniHoldings California Quality Fund, an estimated $439K trimmed.

  • Mariner Investment Group's largest Q4 2019 buy was abrdn Life Sciences Investors: 110,993 shares worth $1.93M.
  • Mariner Investment Group added most to ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN in Q4 2019, an estimated $1.66M increase.
  • Mariner Investment Group's biggest Q4 2019 reduction was BlackRock MuniHoldings California Quality Fund, cutting an estimated $439K.
  • Mariner Investment Group fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2019, selling an estimated $821K.
  • Mariner Investment Group's ten largest holdings make up 43% of its $89.1M portfolio in Q4 2019.
  • Mariner Investment Group opened 36 new positions and closed 9 in Q4 2019.
  • Mariner Investment Group's portfolio value rose 39% quarter-over-quarter to $89.1M.

Based on Mariner Investment Group's 13F filing for Q4 2019, filed 11 Feb 2020.