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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
26
Wells Fargo
WFC
$261B
$4.48M 0.98%
90,000
– –
WWAV
27
DELISTED
The WhiteWave Foods Company
WWAV
$4.45M 0.98%
155,923
– –
JSD
28
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.07M 0.89%
220,079
+142,439
+183% +$2.67M
MUE
29
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$4.05M 0.89%
317,890
+178,788
+129% +$2.25M
EFF
30
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$3.65M 0.8%
200,157
+167,369
+510% +$3.05M
TSLF
31
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$3.42M 0.75%
187,586
+152,636
+437% +$2.79M
VKI icon
32
Invesco Advantage Municipal Income Trust II
VKI
$396M
$3.14M 0.69%
285,918
+129,801
+83% +$1.41M
MHD icon
33
BlackRock MuniHoldings Fund
MHD
$602M
$3.09M 0.68%
198,130
+52,637
+36% +$810K
EVF
34
Eaton Vance Senior Income Trust
EVF
$90.1M
$3.05M 0.67%
442,169
+253,469
+134% +$1.78M
NPM
35
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$3.04M 0.67%
226,713
+22,798
+11% +$303K
VGI
36
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$3.03M 0.66%
179,070
+37,337
+26% +$628K
JFR icon
37
Nuveen Floating Rate Income Fund
JFR
$1.24B
$2.82M 0.62%
+236,005
New +$2.84M
NIO
38
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$2.79M 0.61%
202,789
+29,307
+17% +$399K
CELG
39
DELISTED
Celgene Corp
CELG
$2.65M 0.58%
+38,000
New +$3.01M
SLA
40
DELISTED
AMERICAN SELECT PTFL INC
SLA
$2.57M 0.56%
+258,465
New +$2.51M
KIO
41
KKR Income Opportunities Fund
KIO
$454M
$2.56M 0.56%
143,231
+21,413
+18% +$388K
MEN
42
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$2.56M 0.56%
233,990
+125,467
+116% +$1.35M
VGM icon
43
Invesco Trust Investment Grade Municipals
VGM
$548M
$2.53M 0.56%
197,500
-7,659
-4% -$97.2K
JAZZ icon
44
Jazz Pharmaceuticals
JAZZ
$15.9B
$2.47M 0.54%
+17,800
New +$2.68M
CEF icon
45
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$2.46M 0.54%
179,152
-366,189
-67% -$5.2M
MYD
46
DELISTED
BlackRock MuniYield Fund
MYD
$2.42M 0.53%
175,941
-52,951
-23% -$715K
NPF
47
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.29M 0.5%
173,862
+21,472
+14% +$282K
REMY
48
DELISTED
REMY INTL INC NEW COMMON
REMY
$2.26M 0.5%
95,605
-31,140
-25% -$673K
DMB
49
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$2.22M 0.49%
197,672
-8,958
-4% -$98.4K
EFR
50
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$2.19M 0.48%
144,626
+106,463
+279% +$1.62M
1
2
3 4 5

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.