Maltese Capital Management’s Legg Mason, Inc. LM Stock Holding History

Maltese Capital Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-125,000	Closed	-$4.34M	–	232
2018 Q2	$4.34M	Buy	125,000 +43,700	+54%	+$1.66M	0.29%	113
2018 Q1	$3.31M	Buy	81,300 +7,800	+11%	+$322K	0.23%	129
2017 Q4	$3.09M	Buy	73,500 +58,500	+390%	+$2.3M	0.23%	126
2017 Q3	$590K	Sell	15,000 -4,800	-24%	-$184K	0.05%	181
2017 Q2	$756K	Sell	19,800 -200	-1%	-$7.57K	0.07%	163
2017 Q1	$722K	Hold	20,000	–	–	0.08%	161
2016 Q4	$598K	Buy	20,000 +10,000	+100%	+$314K	0.05%	163
2016 Q3	$335K	Buy	+10,000	New	+$333K	0.04%	169
2016 Q1	–	Sell	-110,000	Closed	-$4.32M	–	232
2015 Q4	$4.32M	Buy	110,000 +35,000	+47%	+$1.5M	0.5%	69
2015 Q3	$3.12M	Buy	75,000 +24,000	+47%	+$1.11M	0.35%	107
2015 Q2	$2.63M	Sell	51,000 -26,200	-34%	-$1.41M	0.3%	112
2015 Q1	$4.26M	Buy	77,200 +42,200	+121%	+$2.37M	0.5%	72
2014 Q4	$1.87M	Buy	+35,000	New	+$1.85M	0.22%	141
2013 Q4	–	Sell	-20,000	Closed	-$669K	–	187
2013 Q3	$669K	Hold	20,000	–	–	0.07%	155
2013 Q2	$620K	Buy	+20,000	New	+$654K	0.07%	145

Other funds holding LM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Maltese Capital Management's LM Position: Q3 2018 in Review

Maltese Capital Management sold out of Legg Mason, Inc. (LM) in Q3 2018, closing a stake of 125,000 shares — an estimated $4.34M sold.

Maltese Capital Management first reported a position in LM in Q2 2013 and held it in 15 quarters. The position peaked at $4.34M in Q2 2018. 337 funds tracked by Wall St. Rank hold LM as of Q3 2018.

Maltese Capital Management reported no remaining Legg Mason, Inc. position as of Q3 2018 after selling out during the quarter.
Maltese Capital Management sold 125,000 Legg Mason, Inc. shares in Q3 2018, an estimated $4.34M.
Maltese Capital Management first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 15 quarters.
Maltese Capital Management's Legg Mason, Inc. position peaked at $4.34M in Q2 2018.
337 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2018.

Based on Maltese Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.