LPL Financial’s Research Frontiers REFR Stock Holding History

LPL Financial’s Portfolio REFR Stock Details REFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,483	Closed	-$30K	–	2763
2016 Q3	$30K	Hold	12,483	–	–	﹤0.01%	2594
2016 Q2	$45K	Sell	12,483 -11,757	-49%	-$49.4K	﹤0.01%	2566
2016 Q1	$113K	Hold	24,240	–	–	﹤0.01%	2927
2015 Q4	$122K	Buy	24,240 +12,120	+100%	+$60.8K	﹤0.01%	2955
2015 Q3	$62K	Hold	12,120	–	–	﹤0.01%	2702
2015 Q2	$67K	Buy	12,120 +1,000	+9%	+$5.89K	﹤0.01%	2790
2015 Q1	$67K	Hold	11,120	–	–	﹤0.01%	2708
2014 Q4	$57K	Buy	11,120 +500	+5%	+$2.53K	﹤0.01%	2656
2014 Q3	$60K	Hold	10,620	–	–	﹤0.01%	2633
2014 Q2	$64K	Buy	+10,620	New	+$56.7K	﹤0.01%	2620

Other funds holding REFR

GCM

Goldman Capital Management New York $103M AUM 21.37% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

AFM

Anson Funds Management Dallas, Texas $2.29B AUM 370.24% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

CIS

Connors Investor Services Wyomissing, Pennsylvania $1.08B AUM 31.31% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

LPL Financial's REFR Position: Q4 2016 in Review

LPL Financial sold out of Research Frontiers (REFR) in Q4 2016, closing a stake of 12,483 shares — an estimated $30K sold.

LPL Financial first reported a position in REFR in Q2 2014 and held it in 10 quarters. The position peaked at $122K in Q4 2015. 39 funds tracked by Wall St. Rank hold REFR as of Q4 2016.

LPL Financial reported no remaining Research Frontiers position as of Q4 2016 after selling out during the quarter.
LPL Financial sold 12,483 Research Frontiers shares in Q4 2016, an estimated $30K.
LPL Financial first reported a position in Research Frontiers in Q2 2014 and held it in 10 quarters.
LPL Financial's Research Frontiers position peaked at $122K in Q4 2015.
39 funds tracked by Wall St. Rank held Research Frontiers as of Q4 2016.

Based on LPL Financial's 13F filing for Q4 2016, filed 13 Feb 2017.