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LC
Lindbrook Capital Portfolio holdings
AUM
$1.08B
1-Year Est. Return
10.14%
This Fund
S&P 500
This Quarter
Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
(-15%)
Cap. Flow
-$64.9M
Cap. Flow
% of AUM
-17%
Top 10 Holdings %
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
RPAR Risk Parity ETF
RPAR
|
+$2.94M |
| 2 |
Vanguard Total International Stock ETF
VXUS
|
+$906K |
| 3 |
ACR
ACRES Commercial Realty
ACR
|
+$578K |
| 4 |
NIO
NIO
|
+$216K |
| 5 |
BlackRock Science and Technology Trust
BST
|
+$194K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$13.1M |
| 2 |
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
|
+$11.7M |
| 3 |
NSL
NUVEEN SENIOR INCM FD
NSL
|
+$11.4M |
| 4 |
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
|
+$7.65M |
| 5 |
Apple
AAPL
|
+$4.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 19.6% |
| 2 | Technology | 13.42% |
| 3 | Consumer Discretionary | 4.48% |
| 4 | Healthcare | 4.37% |
| 5 | Communication Services | 3.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $80.1M | 20.99% |
360,724
-5,395
| -1% | -$1.23M |
|
|
2
Vanguard Total International Stock ETF
VXUS
$160B
| $45.2M | 11.84% |
714,249
+13,888
| +2% | +$906K |
|
3
Golub Capital BDC
GBDC
$3.42B
| $41.6M | 10.9% |
2,630,608
+8,905
| +0.3% | +$140K |
|
|
4
Apple
AAPL
$4.57T
| $18.1M | 4.73% |
127,671
-30,407
| -19% | -$4.48M |
|
5
Oaktree Specialty Lending
OCSL
$1.14B
| $13.5M | 3.55% |
639,609
-637
| -0.1% | -$13.5K |
|
6
State Street SPDR S&P 500 ETF Trust
SPY
$823B
| $11.8M | 3.11% |
27,614
-988
| -3% | -$436K |
|
7
iShares MSCI EAFE ETF
EFA
$80.2B
| $9.46M | 2.48% |
121,208
| – | – |
|
8
Digital Turbine
APPS
$1.74B
| $9.06M | 2.37% |
131,775
+11
| +0% | +$682 |
|
9
Estee Lauder
EL
$32B
| $4.81M | 1.26% |
16,034
+6
| +0% | +$1.96K |
|
10
Microsoft
MSFT
$3.71T
| $4.54M | 1.19% |
16,112
-6,983
| -30% | -$2.03M |
|
11
Vanguard S&P 500 ETF
VOO
$1.01T
| $3.83M | 1% |
9,706
| – | – |
|
12
Alphabet (Google) Class A
GOOGL
$4.33T
| $3.54M | 0.93% |
26,460
-4,420
| -14% | -$601K |
|
|
13
RPAR Risk Parity ETF
RPAR
$582M
| $3.52M | 0.92% |
145,734
+118,288
| +431% | +$2.94M |
|
14
Amazon
AMZN
$2.96T
| $3.29M | 0.86% |
20,060
-11,560
| -37% | -$1.99M |
|
15
Walt Disney
DIS
$181B
| $3.24M | 0.85% |
19,171
+240
| +1% | +$42.8K |
|
|
DBGI
16
Digital Brands Group
DBGI
$8.82M
| – | – |
0
| – | – |
|
17
CME Group
CME
$94.8B
| $2.37M | 0.62% |
12,232
-835
| -6% | -$169K |
|
|
BXMX
18
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $2.28M | 0.6% |
160,309
-229
| -0.1% | -$3.36K |
|
19
Vanguard Total World Stock ETF
VT
$79.8B
| $2.21M | 0.58% |
21,732
+760
| +4% | +$79.7K |
|
|
MGI
20
DELISTED
MoneyGram International, Inc. New
MGI
| $2.15M | 0.56% |
267,500
| – | – |
|
21
NVIDIA
NVDA
$5.42T
| $1.98M | 0.52% |
95,510
+2,950
| +3% | +$61.3K |
|
22
Vanguard FTSE Developed Markets ETF
VEA
$236B
| $1.91M | 0.5% |
37,851
| – | – |
|
|
23
Alphabet (Google) Class C
GOOG
$4.32T
| $1.88M | 0.49% |
14,140
-9,780
| -41% | -$1.35M |
|
24
Tesla
TSLA
$1.3T
| $1.87M | 0.49% |
7,221
-3,156
| -30% | -$743K |
|
25
Meta Platforms (Facebook)
META
$1.51T
| $1.84M | 0.48% |
5,421
-8,164
| -60% | -$2.94M |
|
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Lindbrook Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.
Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.
By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.
- Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
- Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
- Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
- Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
- Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
- Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
- Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.
Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.