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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.74M
Cap. Flow %
-0.76%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Miscellaneous 56.11%
2 Financials 15.8%
3 Technology 11.57%
4 Healthcare 3.74%
5 Consumer Discretionary 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$696B
$64M 17.63%
376,065
-2,840
-0.7% -$478K
VXUS icon
2
Vanguard Total International Stock ETF
VXUS
$165B
$36.3M 9.98%
695,152
+2,264
+0.3% +$119K
GBDC icon
3
Golub Capital BDC
GBDC
$3.26B
$34.9M 9.62%
2,638,324
+3,399
+0.1% +$42.5K
AAPL icon
4
Apple
AAPL
$4.96T
$18.7M 5.16%
161,738
-2,978
-2% -$325K
EFT
5
Eaton Vance Floating-Rate Income Trust
EFT
$280M
$11.3M 3.11%
950,239
-445
-0% -$5.26K
JFR icon
6
Nuveen Floating Rate Income Fund
JFR
$1.19B
$11.2M 3.07%
1,342,795
-861
-0.1% -$7.02K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$10.5M 2.88%
31,267
-4,550
-13% -$1.51M
EFR
8
Eaton Vance Senior Floating-Rate Fund
EFR
$305M
$9.99M 2.75%
858,732
-494
-0.1% -$5.76K
JRO
9
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$9.94M 2.74%
1,212,018
-4,683
-0.4% -$37.8K
NSL
10
DELISTED
NUVEEN SENIOR INCM FD
NSL
$9.58M 2.64%
1,983,846
-985
-0% -$4.74K
OCSI
11
DELISTED
Oaktree Strategic Income Corporation
OCSI
$8.47M 2.33%
1,300,608
-170
-0% -$1.1K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$78.7B
$7.7M 2.12%
121,008
-12,100
-9% -$774K
SPDN icon
13
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$222M
$6.82M 1.88%
327,800
+100
+0% +$2.12K
AMZN icon
14
Amazon
AMZN
$2.75T
$4.64M 1.28%
29,480
+460
+2% +$72.5K
MSFT icon
15
Microsoft
MSFT
$3.7T
$4.56M 1.25%
21,669
-527
-2% -$111K
APPS icon
16
Digital Turbine
APPS
$1.44B
$4.31M 1.19%
131,764
– –
EL icon
17
Estee Lauder
EL
$36.1B
$3.49M 0.96%
15,978
+33
+0.2% +$6.79K
META icon
18
Meta Platforms (Facebook)
META
$1.88T
$3.47M 0.96%
13,246
-729
-5% -$188K
VOO icon
19
Vanguard S&P 500 ETF
VOO
$1.06T
$2.97M 0.82%
9,641
-460
-5% -$140K
VT icon
20
Vanguard Total World Stock ETF
VT
$82.2B
$2.57M 0.71%
31,889
-311
-1% -$25K
IGSB icon
21
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
$2.24M 0.62%
40,775
+5,090
+14% +$280K
CME icon
22
CME Group
CME
$96.6B
$2.18M 0.6%
13,020
+44
+0.3% +$7.41K
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.31T
$2.17M 0.6%
29,620
+300
+1% +$22.9K
TSLA icon
24
Tesla
TSLA
$1.5T
$1.81M 0.5%
12,666
+576
+5% +$68K
BXMX
25
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.8M 0.5%
159,987
+18,780
+13% +$215K
1
2 3 4 5

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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Miscellaneous at 56% of assets, down from 58% a quarter earlier, followed by Financials and Technology.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.