We are live on ! Find out more
LC

Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$65.5M 22.82%
400,599
-1,715
-0.4% -$269K
VXUS icon
2
Vanguard Total International Stock ETF
VXUS
$160B
$39.3M 13.7%
706,510
+5,220
+0.7% +$281K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$13.3M 4.62%
41,247
-55
-0.1% -$16.9K
EFA icon
4
iShares MSCI EAFE ETF
EFA
$80.2B
$11.8M 4.12%
170,571
– –
AAPL icon
5
Apple
AAPL
$4.57T
$9.98M 3.47%
135,924
-760
-0.6% -$48.9K
EFT
6
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$7.33M 2.55%
534,549
-1,941
-0.4% -$25.9K
CME icon
7
CME Group
CME
$94.8B
$5.5M 1.91%
27,384
+791
+3% +$162K
JRO
8
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.49M 1.91%
549,882
-2,005
-0.4% -$19.1K
OCSI
9
DELISTED
Oaktree Strategic Income Corporation
OCSI
$5.27M 1.83%
643,241
+146,748
+30% +$1.2M
JFR icon
10
Nuveen Floating Rate Income Fund
JFR
$1.25B
$3.23M 1.13%
315,789
-1,101
-0.3% -$10.6K
NSL
11
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.2M 1.11%
537,065
-2,246
-0.4% -$12.9K
VOO icon
12
Vanguard S&P 500 ETF
VOO
$1.01T
$2.99M 1.04%
10,101
– –
MSFT icon
13
Microsoft
MSFT
$3.71T
$2.84M 0.99%
18,024
+109
+0.6% +$16K
EL icon
14
Estee Lauder
EL
$32B
$2.8M 0.97%
13,551
-74
-0.5% -$14.4K
IWM icon
15
iShares Russell 2000 ETF
IWM
$83B
$2.68M 0.93%
16,152
-181
-1% -$28.6K
VT icon
16
Vanguard Total World Stock ETF
VT
$79.8B
$2.41M 0.84%
29,707
-2,300
-7% -$179K
GOOGL icon
17
Alphabet (Google) Class A
GOOGL
$4.33T
$1.86M 0.65%
27,820
+640
+2% +$41.3K
VEA icon
18
Vanguard FTSE Developed Markets ETF
VEA
$236B
$1.67M 0.58%
37,851
– –
AMZN icon
19
Amazon
AMZN
$2.96T
$1.66M 0.58%
17,940
+260
+1% +$23K
EFF
20
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.52M 0.53%
95,065
+11
+0% +$171
VWO icon
21
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.44M 0.5%
32,341
– –
BRK.B icon
22
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.39M 0.48%
6,118
+41
+0.7% +$8.9K
EFR
23
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$1.18M 0.41%
86,732
-304
-0.3% -$3.96K
META icon
24
Meta Platforms (Facebook)
META
$1.51T
$1.11M 0.39%
5,414
+74
+1% +$14.3K
BXMT icon
25
Blackstone Mortgage Trust
BXMT
$2.38B
$1.06M 0.37%
28,373
+443
+2% +$16.1K
1
2 3 4 5

Similar funds

SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.