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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+14.95%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$409M
AUM Growth
+$46M
Cap. Flow
-$918K
Cap. Flow %
-0.22%
Top 10 Hldgs %
58.26%
Holding
1,946
New
149
Increased
603
Reduced
308
Closed
131

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$868K
2
MSFT icon
Microsoft
MSFT
+$497K
3
AVO icon
Mission Produce
AVO
+$455K
4
GBDC icon
Golub Capital BDC
GBDC
+$389K
5
AAL icon
American Airlines Group
AAL
+$333K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.65M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.43M
3
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.12M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$653K
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$514K

Sector Composition

Rank Sector Weight
1 Financials 13.37%
2 Technology 11.87%
3 Healthcare 3.8%
4 Consumer Discretionary 3.74%
5 Communication Services 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$71.7M 17.51%
368,225
-7,840
-2% -$1.43M
VXUS icon
2
Vanguard Total International Stock ETF
VXUS
$160B
$41.3M 10.09%
686,024
-9,128
-1% -$514K
GBDC icon
3
Golub Capital BDC
GBDC
$3.42B
$37.7M 9.22%
2,666,820
+28,496
+1% +$389K
AAPL icon
4
Apple
AAPL
$4.57T
$19.6M 4.8%
147,995
-13,743
-8% -$1.65M
EFT
5
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$12.5M 3.05%
949,348
-891
-0.1% -$11.5K
JFR icon
6
Nuveen Floating Rate Income Fund
JFR
$1.25B
$11.7M 2.87%
1,341,372
-1,423
-0.1% -$12K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$11.5M 2.81%
30,759
-508
-2% -$180K
OCSI
8
DELISTED
Oaktree Strategic Income Corporation
OCSI
$11M 2.69%
1,421,951
+121,343
+9% +$868K
EFR
9
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$10.9M 2.67%
857,521
-1,211
-0.1% -$15.2K
JRO
10
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$10.5M 2.56%
1,210,665
-1,353
-0.1% -$11.3K
NSL
11
DELISTED
NUVEEN SENIOR INCM FD
NSL
$10.3M 2.51%
1,981,823
-2,023
-0.1% -$10.1K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$80.2B
$8.83M 2.16%
121,008
– –
APPS icon
13
Digital Turbine
APPS
$1.74B
$7.45M 1.82%
131,764
– –
SPDN icon
14
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$223M
$6.01M 1.47%
326,148
-1,652
-0.5% -$32.3K
MSFT icon
15
Microsoft
MSFT
$3.71T
$5.33M 1.3%
23,982
+2,313
+11% +$497K
AMZN icon
16
Amazon
AMZN
$2.96T
$4.92M 1.2%
30,180
+700
+2% +$112K
EL icon
17
Estee Lauder
EL
$32B
$4.25M 1.04%
15,984
+6
+0% +$1.44K
META icon
18
Meta Platforms (Facebook)
META
$1.51T
$3.63M 0.89%
13,276
+30
+0.2% +$8.22K
VOO icon
19
Vanguard S&P 500 ETF
VOO
$1.01T
$3.31M 0.81%
9,641
– –
TSLA icon
20
Tesla
TSLA
$1.3T
$3.28M 0.8%
13,950
+1,284
+10% +$219K
VT icon
21
Vanguard Total World Stock ETF
VT
$79.8B
$2.92M 0.71%
31,492
-397
-1% -$34.4K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.33T
$2.59M 0.63%
29,580
-40
-0.1% -$3.37K
CME icon
23
CME Group
CME
$94.8B
$2.37M 0.58%
12,999
-21
-0.2% -$3.57K
IGSB icon
24
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.25M 0.55%
40,775
– –
BXMX
25
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.14M 0.52%
165,843
+5,856
+4% +$70.2K
1
2 3 4 5

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Lindbrook Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Lindbrook Capital held 1,946 positions worth $409M, up 13% from $363M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2020 filing shows 149 new, 603 increased, 308 reduced and 131 closed positions. Its largest new stake was Mission Produce: 33,690 shares worth $507K. The largest sale was Apple, an estimated $1.65M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q4 2020 buy was Mission Produce: 33,690 shares worth $507K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2020, an estimated $868K increase.
  • Lindbrook Capital's biggest Q4 2020 reduction was Apple, cutting an estimated $1.65M.
  • Lindbrook Capital fully exited Direxion Daily Financial Bull 3x ETF in Q4 2020, selling an estimated $1.12M.
  • Lindbrook Capital's ten largest holdings make up 58% of its $409M portfolio in Q4 2020.
  • Lindbrook Capital opened 149 new positions and closed 131 in Q4 2020.
  • Lindbrook Capital's portfolio value rose 13% quarter-over-quarter to $409M.

Based on Lindbrook Capital's 13F filing for Q4 2020, filed 27 Jan 2021.