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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$51.5M 19.48%
399,741
-858
-0.2% -$133K
VXUS icon
2
Vanguard Total International Stock ETF
VXUS
$160B
$28.7M 10.86%
684,703
-21,807
-3% -$1.11M
JFR icon
3
Nuveen Floating Rate Income Fund
JFR
$1.25B
$9.87M 3.73%
1,306,839
+991,050
+314% +$9.18M
AAPL icon
4
Apple
AAPL
$4.57T
$9.55M 3.61%
150,212
+14,288
+11% +$1.05M
GBDC icon
5
Golub Capital BDC
GBDC
$3.42B
$9.54M 3.61%
+775,422
New +$12.7M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$9.31M 3.52%
36,107
-5,140
-12% -$1.57M
JRO
7
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$8.79M 3.32%
1,183,351
+633,469
+115% +$5.78M
EFT
8
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$8.63M 3.26%
842,505
+307,956
+58% +$3.94M
EFR
9
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$8.48M 3.2%
858,027
+771,295
+889% +$9.63M
EFA icon
10
iShares MSCI EAFE ETF
EFA
$80.2B
$8.15M 3.08%
152,471
-18,100
-11% -$1.15M
NSL
11
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.77M 2.94%
1,758,931
+1,221,866
+228% +$6.71M
OCSI
12
DELISTED
Oaktree Strategic Income Corporation
OCSI
$7.06M 2.67%
1,274,507
+631,266
+98% +$4.87M
CME icon
13
CME Group
CME
$94.8B
$4.73M 1.79%
27,261
-123
-0.4% -$24.5K
SPDN icon
14
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$223M
$4.4M 1.66%
+156,148
New +$4.02M
BRMK
15
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$3.56M 1.34%
+472,782
New +$5.21M
EL icon
16
Estee Lauder
EL
$32B
$2.55M 0.96%
15,998
+2,447
+18% +$472K
MSFT icon
17
Microsoft
MSFT
$3.71T
$2.49M 0.94%
15,816
-2,208
-12% -$363K
VOO icon
18
Vanguard S&P 500 ETF
VOO
$1.01T
$2.39M 0.9%
10,101
– –
VT icon
19
Vanguard Total World Stock ETF
VT
$79.8B
$1.95M 0.74%
31,085
+1,378
+5% +$104K
IGSB icon
20
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.87M 0.71%
+35,685
New +$1.9M
AMZN icon
21
Amazon
AMZN
$2.96T
$1.66M 0.63%
17,060
-880
-5% -$85.2K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.33T
$1.46M 0.55%
25,160
-2,660
-10% -$180K
BXMX
23
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.44M 0.54%
+142,086
New +$1.77M
IWM icon
24
iShares Russell 2000 ETF
IWM
$83B
$1.32M 0.5%
11,533
-4,619
-29% -$689K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$236B
$1.26M 0.48%
37,851
– –
1
2 3 4 5

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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.