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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$60.7M 22.94%
402,314
+5,174
+1% +$780K
VXUS icon
2
Vanguard Total International Stock ETF
VXUS
$160B
$36.2M 13.68%
701,290
+17,235
+3% +$889K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$12.3M 4.63%
41,302
-537
-1% -$159K
EFA icon
4
iShares MSCI EAFE ETF
EFA
$80.2B
$11.1M 4.2%
170,571
-1,380
-0.8% -$88.9K
AAPL icon
5
Apple
AAPL
$4.57T
$7.65M 2.89%
136,684
+872
+0.6% +$45.6K
EFT
6
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$7.09M 2.68%
536,490
-5,170
-1% -$68.8K
CME icon
7
CME Group
CME
$94.8B
$5.66M 2.14%
26,593
+28
+0.1% +$5.85K
JRO
8
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.26M 1.99%
551,887
-3,750
-0.7% -$36.1K
OCSI
9
DELISTED
Oaktree Strategic Income Corporation
OCSI
$4.1M 1.55%
496,493
+242,490
+95% +$2M
NSL
10
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.11M 1.18%
539,311
+64,670
+14% +$374K
JFR icon
11
Nuveen Floating Rate Income Fund
JFR
$1.25B
$3.08M 1.16%
316,890
-5,290
-2% -$51.2K
VOO icon
12
Vanguard S&P 500 ETF
VOO
$1.01T
$2.75M 1.04%
10,101
– –
EL icon
13
Estee Lauder
EL
$32B
$2.71M 1.02%
13,625
+10
+0.1% +$1.91K
MSFT icon
14
Microsoft
MSFT
$3.71T
$2.49M 0.94%
17,915
-66
-0.4% -$9.08K
IWM icon
15
iShares Russell 2000 ETF
IWM
$83B
$2.47M 0.93%
16,333
– –
VT icon
16
Vanguard Total World Stock ETF
VT
$79.8B
$2.4M 0.9%
32,007
-106
-0.3% -$7.92K
GOOGL icon
17
Alphabet (Google) Class A
GOOGL
$4.33T
$1.66M 0.63%
27,180
-260
-0.9% -$15.4K
VEA icon
18
Vanguard FTSE Developed Markets ETF
VEA
$236B
$1.55M 0.59%
37,851
– –
AMZN icon
19
Amazon
AMZN
$2.96T
$1.53M 0.58%
17,680
+220
+1% +$20.4K
EFF
20
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.45M 0.55%
95,054
-471
-0.5% -$7.14K
VWO icon
21
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.3M 0.49%
32,341
– –
BRK.B icon
22
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.26M 0.48%
6,077
+218
+4% +$44.9K
EFR
23
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$1.14M 0.43%
87,036
-548
-0.6% -$7.14K
BXMT icon
24
Blackstone Mortgage Trust
BXMT
$2.38B
$1M 0.38%
27,930
+3,951
+16% +$140K
META icon
25
Meta Platforms (Facebook)
META
$1.51T
$951K 0.36%
5,340
-307
-5% -$58.4K
1
2 3 4 5

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CHP
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MW
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TAM
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SIA
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CCM
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.