We are live on ! Find out more
LC

Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
201
Yum China
YUMC
$16.3B
$149K 0.04%
2,562
-27
-1% -$1.66K
CARR icon
202
Carrier Global
CARR
$52.8B
$146K 0.04%
2,825
+56
+2% +$3.01K
SKM icon
203
SK Telecom
SKM
$13.2B
$146K 0.04%
2,946
+328
+13% +$15.9K
VCIT icon
204
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$146K 0.04%
1,550
– –
GM icon
205
General Motors
GM
$76.8B
$145K 0.04%
2,753
-119
-4% -$6.33K
IVW icon
206
iShares S&P 500 Growth ETF
IVW
$77.6B
$145K 0.04%
1,964
-1,796
-48% -$137K
PLD icon
207
Prologis
PLD
$133B
$145K 0.04%
1,158
+17
+1% +$2.21K
CAT icon
208
Caterpillar
CAT
$387B
$144K 0.04%
749
-499
-40% -$104K
GRID
209
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$144K 0.04%
1,550
+1,500
+3,000% +$145K
PKX icon
210
POSCO
PKX
$17.5B
$144K 0.04%
2,094
+32
+2% +$2.36K
RSG icon
211
Republic Services
RSG
$65.7B
$142K 0.04%
1,179
+24
+2% +$2.87K
VRSN icon
212
VeriSign
VRSN
$26.6B
$142K 0.04%
693
– –
LONA
213
LeonaBio Inc
LONA
$72.1M
$141K 0.04%
1,503
-2,511
-63% -$256K
STZ icon
214
Constellation Brands
STZ
$23.2B
$140K 0.04%
664
+9
+1% +$1.96K
WFC icon
215
Wells Fargo
WFC
$264B
$139K 0.04%
3,005
-5,909
-66% -$273K
PRQR icon
216
ProQR Therapeutics
PRQR
$265M
$137K 0.04%
16,336
+3,736
+30% +$24.4K
SYK icon
217
Stryker
SYK
$130B
$136K 0.04%
516
+19
+4% +$5.08K
OKTA icon
218
Okta
OKTA
$25.8B
$134K 0.04%
563
+16
+3% +$3.97K
INFO
219
DELISTED
IHS Markit Ltd. Common Shares
INFO
$134K 0.04%
1,151
– –
BKR icon
220
Baker Hughes
BKR
$61.1B
$133K 0.03%
5,369
+5,063
+1,655% +$113K
NEM icon
221
Newmont
NEM
$119B
$133K 0.03%
2,447
-82
-3% -$4.83K
UPS icon
222
United Parcel Service
UPS
$88.9B
$132K 0.03%
727
-68
-9% -$13.4K
VALE icon
223
Vale
VALE
$62.6B
$132K 0.03%
9,446
+59
+0.6% +$1.16K
CPRT icon
224
Copart
CPRT
$27.5B
$128K 0.03%
3,692
+40
+1% +$1.43K
RELX icon
225
RELX
RELX
$62B
$128K 0.03%
4,428
+121
+3% +$3.57K
7 8
9
10 11

Similar funds

SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.