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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOLX
201
DELISTED
Hologic
HOLX
$102K 0.03%
1,542
+28
+2% +$1.77K
RACE icon
202
Ferrari
RACE
$72.5B
$102K 0.03%
552
+3
+0.5% +$558
JD icon
203
JD.com
JD
$44.5B
$101K 0.03%
1,296
+122
+10% +$8.48K
NMR icon
204
Nomura Holdings
NMR
$29.1B
$101K 0.03%
22,014
-334
-1% -$1.62K
TJX icon
205
TJX Companies
TJX
$178B
$101K 0.03%
1,807
-32
-2% -$1.73K
WF icon
206
Woori Financial
WF
$17.6B
$101K 0.03%
4,576
+1,926
+73% +$42.2K
IGA
207
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$100K 0.03%
12,000
– –
UL icon
208
Unilever
UL
$136B
$100K 0.03%
1,437
+6
+0.4% +$400
VOOG icon
209
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$100K 0.03%
2,886
– –
RTP.U
210
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$100K 0.03%
+8,718
New +$100K
CGBD icon
211
Carlyle Secured Lending
CGBD
$758M
$99K 0.03%
11,133
– –
PLD icon
212
Prologis
PLD
$133B
$99K 0.03%
981
+9
+0.9% +$902
UPS icon
213
United Parcel Service
UPS
$88.9B
$99K 0.03%
596
+8
+1% +$1.17K
IQV icon
214
IQVIA
IQV
$39.3B
$98K 0.03%
622
-8
-1% -$1.25K
SRE.PRB
215
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$98K 0.03%
1,000
– –
NOC icon
216
Northrop Grumman
NOC
$81.2B
$96K 0.03%
304
-13
-4% -$4.24K
NKTX icon
217
Nkarta
NKTX
$172M
$95K 0.03%
+3,175
New +$93.6K
CPRT icon
218
Copart
CPRT
$27.5B
$94K 0.03%
3,568
+20
+0.6% +$484
SYK icon
219
Stryker
SYK
$130B
$94K 0.03%
452
+18
+4% +$3.5K
HIO
220
Western Asset High Income Opportunity Fund
HIO
$340M
$93K 0.03%
19,000
+5,000
+36% +$24.5K
RELX icon
221
RELX
RELX
$62B
$93K 0.03%
4,174
-424
-9% -$9.58K
CERN
222
DELISTED
Cerner Corp
CERN
$93K 0.03%
1,291
– –
CHTR icon
223
Charter Communications
CHTR
$18.2B
$92K 0.03%
148
-63
-30% -$37.2K
ROP icon
224
Roper Technologies
ROP
$39.8B
$92K 0.03%
233
– –
ONC
225
BeOne Medicines Ltd
ONC
$39.4B
$92K 0.03%
320
+56
+21% +$13.2K
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.