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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BB icon
201
BlackBerry
BB
$5.26B
$135K 0.05%
21,068
+1,068
+5% +$5.86K
YUMC icon
202
Yum China
YUMC
$16.3B
$134K 0.05%
2,797
+13
+0.5% +$578
FISV
203
Fiserv Inc
FISV
$27.9B
$133K 0.05%
1,146
– –
ASND icon
204
Ascendis Pharma A/S
ASND
$16.8B
$132K 0.05%
952
+100
+12% +$11.1K
CS
205
DELISTED
Credit Suisse Group
CS
$131K 0.05%
9,757
-1,085
-10% -$13.9K
QQQ icon
206
Invesco QQQ Trust
QQQ
$484B
$130K 0.05%
610
– –
IQV icon
207
IQVIA
IQV
$39.3B
$129K 0.04%
833
– –
AMP icon
208
Ameriprise Financial
AMP
$48.8B
$128K 0.04%
771
+26
+3% +$4.03K
HPE icon
209
Hewlett Packard
HPE
$70.5B
$124K 0.04%
7,794
+120
+2% +$1.92K
FDX icon
210
FedEx
FDX
$75.4B
$123K 0.04%
814
-25
-3% -$3.85K
IBN icon
211
ICICI Bank
IBN
$108B
$122K 0.04%
8,093
+975
+14% +$13.2K
SNPS icon
212
Synopsys
SNPS
$79.7B
$122K 0.04%
879
+29
+3% +$3.98K
ANET icon
213
Arista Networks
ANET
$238B
$120K 0.04%
9,440
-144
-2% -$1.89K
TJX icon
214
TJX Companies
TJX
$178B
$120K 0.04%
1,960
+117
+6% +$6.92K
DOW icon
215
Dow Inc
DOW
$21.2B
$119K 0.04%
2,183
-36
-2% -$1.86K
MMP
216
DELISTED
Magellan Midstream Partners, L.P.
MMP
$119K 0.04%
1,897
+170
+10% +$10.6K
SRE.PRB
217
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$119K 0.04%
1,000
– –
PRU icon
218
Prudential Financial
PRU
$41.8B
$118K 0.04%
1,258
+48
+4% +$4.41K
KMI icon
219
Kinder Morgan
KMI
$68.7B
$117K 0.04%
5,516
+390
+8% +$7.89K
VRSN icon
220
VeriSign
VRSN
$26.6B
$117K 0.04%
605
+14
+2% +$2.63K
FITB
221
Fifth Third Bancorp
FITB
$51.8B
$116K 0.04%
3,769
– –
UGI icon
222
UGI
UGI
$7.33B
$115K 0.04%
2,544
-393
-13% -$18K
GMO
223
DELISTED
General Moly, Inc.
GMO
$115K 0.04%
505,000
+75,000
+17% +$19.5K
CHI
224
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$111K 0.04%
10,127
– –
OKE icon
225
Oneok
OKE
$54.5B
$111K 0.04%
1,463
+170
+13% +$12.2K
7 8
9
10 11

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MW
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TAM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.