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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
201
SiriusXM
SIRI
$10.1B
$123K 0.05%
1,971
+35
+2% +$2.15K
FDX icon
202
FedEx
FDX
$75.4B
$122K 0.05%
839
+40
+5% +$6.45K
RMD icon
203
ResMed
RMD
$30.7B
$121K 0.05%
893
– –
DD icon
204
DuPont de Nemours
DD
$19.2B
$120K 0.05%
1,336
-84
-6% -$7.4K
FISV
205
Fiserv Inc
FISV
$27.9B
$119K 0.04%
1,146
+70
+7% +$7.15K
RIO icon
206
Rio Tinto
RIO
$164B
$118K 0.04%
2,270
-115
-5% -$6.24K
SRE.PRB
207
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$118K 0.04%
1,000
+500
+100% +$57.1K
SNPS icon
208
Synopsys
SNPS
$79.7B
$117K 0.04%
850
+55
+7% +$7.44K
HPE icon
209
Hewlett Packard
HPE
$70.5B
$116K 0.04%
7,674
+34
+0.4% +$483
QQQ icon
210
Invesco QQQ Trust
QQQ
$484B
$115K 0.04%
610
– –
SCHW
211
Charles Schwab
SCHW
$187B
$115K 0.04%
2,755
-323
-10% -$13K
MMP
212
DELISTED
Magellan Midstream Partners, L.P.
MMP
$114K 0.04%
1,727
– –
XEL icon
213
Xcel Energy
XEL
$48.8B
$112K 0.04%
1,728
– –
GMO
214
DELISTED
General Moly, Inc.
GMO
$112K 0.04%
430,000
+172,411
+67% +$43.1K
VRSN icon
215
VeriSign
VRSN
$26.6B
$111K 0.04%
591
-14
-2% -$2.88K
AMP icon
216
Ameriprise Financial
AMP
$48.8B
$110K 0.04%
745
-63
-8% -$8.83K
SNN icon
217
Smith & Nephew
SNN
$12.6B
$110K 0.04%
2,276
+377
+20% +$17.3K
GE icon
218
GE Aerospace
GE
$384B
$109K 0.04%
2,434
-805
-25% -$37.8K
NOC icon
219
Northrop Grumman
NOC
$81.2B
$109K 0.04%
291
+4
+1% +$1.42K
PRU icon
220
Prudential Financial
PRU
$41.8B
$109K 0.04%
1,210
+80
+7% +$7.25K
XYZ
221
Block Inc
XYZ
$47.5B
$109K 0.04%
1,767
-519
-23% -$35.3K
PCI
222
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$109K 0.04%
4,450
+2,250
+102% +$54.4K
NMR icon
223
Nomura Holdings
NMR
$29.1B
$108K 0.04%
25,376
+5,148
+25% +$19.6K
AMAT icon
224
Applied Materials
AMAT
$428B
$107K 0.04%
2,149
+163
+8% +$7.87K
CM icon
225
Canadian Imperial Bank of Commerce
CM
$108B
$107K 0.04%
2,600
-1,068
-29% -$42K
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.