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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTOR
2051
DELISTED
MERITOR, Inc.
MTOR
$0 ﹤0.01%
+13
New +$303
CDK
2052
DELISTED
CDK Global, Inc.
CDK
$0 ﹤0.01%
7
– –
PLAN
2053
DELISTED
Anaplan, Inc.
PLAN
– –
-26
Closed -$1K
SRGA
2054
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-24
Closed -$1K
NXU.U
2055
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
– –
-60,000
Closed -$607K
DRNA
2056
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-173
Closed -$6K
PCI
2057
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-800
Closed -$18K
XLRN
2058
DELISTED
Acceleron Pharma
XLRN
– –
-23
Closed -$3K
FLXN
2059
DELISTED
Flexion Therapeutics, Inc.
FLXN
$0 ﹤0.01%
+66
New +$411
XONE
2060
DELISTED
The ExOne Company
XONE
– –
-21
Closed –
LCIDW
2061
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-700
Closed -$11K
SQBG
2062
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
-2,306
Closed -$20K
CORE
2063
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-202
Closed -$9K
PFPT
2064
DELISTED
Proofpoint, Inc.
PFPT
– –
-8
Closed -$1K
QTS
2065
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-49
Closed -$4K
SYKE
2066
DELISTED
SYKES Enterprises Inc
SYKE
– –
-493
Closed -$26K
MXIM
2067
DELISTED
Maxim Integrated Products
MXIM
– –
-892
Closed -$94K
USCR
2068
DELISTED
U S Concrete, Inc.
USCR
– –
-15
Closed -$1K
RTP.U
2069
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
– –
-11,271
Closed -$118K
WRI
2070
DELISTED
Weingarten Realty Investors
WRI
– –
-80
Closed -$3K
RTPZ.U
2071
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-2,250
Closed -$23K
ALXN
2072
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-208
Closed -$38K
WORK
2073
DELISTED
Slack Technologies, Inc.
WORK
– –
-5,648
Closed -$250K
LMNX
2074
DELISTED
Luminex Corp
LMNX
– –
-64
Closed -$2K
MSGN
2075
DELISTED
MSG Networks Inc.
MSGN
– –
-314
Closed -$5K
80 81 82
83
84

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.