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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
Z icon
2026
Zillow
Z
$7.56B
– –
-3
Closed –
GTM
2027
ZoomInfo Technologies
GTM
$1.22B
– –
-150
Closed -$8K
TECX
2028
Tectonic Therapeutic
TECX
$606M
– –
-8
Closed -$1K
INVX
2029
Innovex International
INVX
$1.97B
– –
-18
Closed -$1K
WHWK
2030
Whitehawk Therapeutics
WHWK
$271M
– –
-333
Closed -$8K
NKLA
2031
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-10
Closed -$5K
HIPO.WS
2032
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$0 ﹤0.01%
+450
New +$473
DCPH
2033
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-106
Closed -$4K
LBAI
2034
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-44
Closed -$1K
AYX
2035
DELISTED
Alteryx Inc
AYX
– –
-7
Closed -$1K
ITCL
2036
DELISTED
Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share)
ITCL
$0 ﹤0.01%
1
– –
APRN
2037
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$0 ﹤0.01%
6
– –
INFI
2038
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-12,000
Closed -$36K
APPH
2039
DELISTED
AppHarvest, Inc. Common Stock
APPH
$0 ﹤0.01%
+40
New +$397
SPPI
2040
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-625
Closed -$2K
MNTV
2041
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-57
Closed -$1K
EVOP
2042
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$0 ﹤0.01%
21
– –
MYOV
2043
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-1,000
Closed -$23K
CLVS
2044
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-225
Closed -$1K
AKUS
2045
DELISTED
Akouos Inc
AKUS
– –
-46
Closed -$1K
FNHC
2046
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-89
Closed –
TMX
2047
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-22
Closed -$1K
MNDT
2048
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-46
Closed -$1K
POLY
2049
DELISTED
Plantronics, Inc.
POLY
$0 ﹤0.01%
17
– –
EPZM
2050
DELISTED
Epizyme, Inc
EPZM
– –
-116
Closed -$1K
80 81
82
83 84

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.