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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHT
2001
Universal Health Realty Income Trust
UHT
$594M
– –
-12
Closed -$1K
UUUU icon
2002
Energy Fuels
UUUU
$3.53B
$0 ﹤0.01%
14
– –
UVSP icon
2003
Univest Financial
UVSP
$1.18B
– –
-31
Closed -$1K
UWMC icon
2004
UWM Holdings
UWMC
$434M
– –
-1,000
Closed -$8K
VAC icon
2005
Marriott Vacations Worldwide
VAC
$4.25B
$0 ﹤0.01%
1
– –
VECO icon
2006
Veeco
VECO
$3.23B
– –
-531
Closed -$13K
VERV
2007
DELISTED
Verve Therapeutics
VERV
– –
-300
Closed -$18K
VGSH icon
2008
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-415
Closed -$25K
VGT icon
2009
Vanguard Information Technology ETF
VGT
$149B
– –
-1,128
Closed -$56K
VITL icon
2010
Vital Farms
VITL
$525M
$0 ﹤0.01%
18
-61
-77% -$1.09K
VOE icon
2011
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
– –
-61
Closed -$9K
VOOG icon
2012
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
– –
-2,886
Closed -$126K
VOOV icon
2013
Vanguard S&P 500 Value ETF
VOOV
$6.71B
– –
-786
Closed -$112K
VOX icon
2014
Vanguard Communication Services ETF
VOX
$5.76B
– –
-394
Closed -$57K
VSXY
2015
Victoria's Secret
VSXY
$7.83B
$0 ﹤0.01%
+1
New +$61
VVX icon
2016
V2X
VVX
$2.65B
$0 ﹤0.01%
7
– –
WAFD icon
2017
WaFd
WAFD
$2.75B
$0 ﹤0.01%
+9
New +$293
WCLD
2018
WisdomTree Cloud Computing Fund
WCLD
$297M
$0 ﹤0.01%
1
– –
WOLF icon
2019
Wolfspeed
WOLF
$1.71B
– –
-6
Closed -$1K
WTTR icon
2020
Select Water Solutions
WTTR
$2.61B
– –
-172
Closed -$1K
XLK icon
2021
State Street Technology Select Sector SPDR ETF
XLK
$124B
– –
-1,000
Closed -$74K
XLV icon
2022
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
– –
-263
Closed -$33K
XLY icon
2023
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-294
Closed -$26K
XPO icon
2024
XPO
XPO
$23.7B
– –
-12
Closed -$1K
YRD
2025
Yiren Digital
YRD
$110M
$0 ﹤0.01%
94
+90
+2,250% +$355
79 80
81
82 83

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.