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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXLW icon
1976
Pixelworks
PXLW
$41.6M
– –
-10
Closed –
QDEL icon
1977
QuidelOrtho
QDEL
$838M
$0 ﹤0.01%
+2
New +$269
QQQJ icon
1978
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$0 ﹤0.01%
3
– –
QTWO icon
1979
Q2 Holdings
QTWO
$3.92B
– –
-6
Closed -$1K
RDFN
1980
DELISTED
Redfin
RDFN
– –
-282
Closed -$18K
RDHL
1981
Redhill Biopharma
RDHL
$3.68M
– –
0
– –
REPL icon
1982
Replimune Group
REPL
$1.01B
– –
-1,400
Closed -$54K
RFDI icon
1983
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
– –
-280
Closed -$20K
ROL icon
1984
Rollins
ROL
$18.2B
– –
-221
Closed -$8K
RXT icon
1985
Rackspace Technology
RXT
$1.24B
$0 ﹤0.01%
+2
New +$32
SEER icon
1986
Seer Inc
SEER
$120M
$0 ﹤0.01%
+7
New +$241
SHEN icon
1987
Shenandoah Telecom
SHEN
$746M
– –
-26
Closed -$1K
SMP icon
1988
Standard Motor Products
SMP
$911M
– –
-25
Closed -$1K
FTH
1989
Faeth Therapeutics
FTH
$629M
$0 ﹤0.01%
+1
New +$182
SPYD icon
1990
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$0 ﹤0.01%
3
– –
SRDX
1991
DELISTED
Surmodics
SRDX
$0 ﹤0.01%
7
– –
SSTK icon
1992
Shutterstock
SSTK
$219M
– –
-13
Closed -$1K
STEM icon
1993
Stem
STEM
$52.7M
– –
-500
Closed -$360K
STNE icon
1994
StoneCo
STNE
$2.58B
$0 ﹤0.01%
6
– –
TEAF
1995
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
– –
-250
Closed -$4K
THS
1996
DELISTED
Treehouse Foods
THS
– –
-70
Closed -$3K
TREE icon
1997
LendingTree
TREE
$451M
– –
-3
Closed -$1K
TU icon
1998
Telus
TU
$15.3B
– –
-3,318
Closed -$74K
TWO
1999
Two Harbors Investment
TWO
$1.27B
– –
-16
Closed –
UBX
2000
DELISTED
Unity Biotechnology
UBX
$0 ﹤0.01%
4
– –
78 79
80
81 82

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.