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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
176
Altria Group
MO
$114B
$174K 0.05%
3,827
-971
-20% -$46.9K
NOW icon
177
ServiceNow
NOW
$129B
$172K 0.05%
1,380
+30
+2% +$3.63K
SMFG icon
178
Sumitomo Mitsui Financial
SMFG
$164B
$172K 0.05%
24,483
+1,225
+5% +$8.53K
AXP icon
179
American Express
AXP
$230B
$169K 0.04%
1,006
+19
+2% +$3.18K
C icon
180
Citigroup
C
$226B
$169K 0.04%
2,402
-2,532
-51% -$177K
TD icon
181
Toronto Dominion Bank
TD
$200B
$168K 0.04%
2,538
-3
-0.1% -$200
YUM icon
182
Yum! Brands
YUM
$41.1B
$168K 0.04%
1,371
– –
CTAS icon
183
Cintas
CTAS
$81.3B
$166K 0.04%
1,748
-4
-0.2% -$391
SOFI icon
184
SoFi Technologies
SOFI
$23.7B
$166K 0.04%
+10,476
New +$164K
MS icon
185
Morgan Stanley
MS
$340B
$163K 0.04%
1,675
+71
+4% +$7.04K
MRNA icon
186
Moderna
MRNA
$23.6B
$160K 0.04%
416
+33
+9% +$12.2K
DEM icon
187
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$159K 0.04%
3,653
– –
IQV icon
188
IQVIA
IQV
$39.3B
$159K 0.04%
665
+8
+1% +$2.02K
RDS.A
189
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$159K 0.04%
3,559
-536
-13% -$21.6K
SRE icon
190
Sempra
SRE
$54.8B
$158K 0.04%
2,492
+1,392
+127% +$91.9K
VTR icon
191
Ventas
VTR
$47.9B
$156K 0.04%
2,818
-12
-0.4% -$688
LRCX icon
192
Lam Research
LRCX
$390B
$155K 0.04%
2,720
-90
-3% -$5.47K
KR icon
193
Kroger
KR
$34.8B
$153K 0.04%
3,790
+142
+4% +$5.96K
NOC icon
194
Northrop Grumman
NOC
$81.2B
$152K 0.04%
423
-13
-3% -$4.7K
TTE icon
195
TotalEnergies
TTE
$190B
$152K 0.04%
3,169
+203
+7% +$9K
DGRO icon
196
iShares Core Dividend Growth ETF
DGRO
$43.5B
$151K 0.04%
3,000
-3,642
-55% -$189K
SHG icon
197
Shinhan Financial Group
SHG
$35.6B
$151K 0.04%
4,497
-81
-2% -$2.71K
UGI icon
198
UGI
UGI
$7.33B
$150K 0.04%
3,512
– –
STT icon
199
State Street
STT
$50.7B
$149K 0.04%
1,758
+60
+4% +$5.22K
TRV icon
200
Travelers Companies
TRV
$80.2B
$149K 0.04%
982
-11
-1% -$1.7K
6 7
8
9 10

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MW
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TAM
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.